Retrieval Improvements Do Not Guarantee Better Answers: A Study of RAG for AI Policy QA
Authors: Saahil Mathur, Ryan David Rittner, Vedant Ajit Thakur, Daniel Stuart Schiff, Tunazzina Islam
Organizations: Department of Computer Science, Purdue University, West Lafayette, IN 47907 · Department of Political Science, Purdue University, West Lafayette, IN 47907
Retrieval-augmented generation (RAG) systems are increasingly used to analyze complex policy documents, but achieving sufficient reliability for expert usage remains challenging in domains characterized by dense legal language and evolving, overlapping regulatory frameworks. We study the application of RAG to AI governance and policy analysis using the AI Governance and Regulatory Archive (AGORA) corpus, a curated collection of 947 AI policy documents. Our system combines a ColBERT-based retriever fine-tuned with contrastive learning and a generator aligned to human preferences using Direct Preference Optimization (DPO). We construct synthetic queries and collect pairwise preferences to adapt the system to the policy domain. Through experiments evaluating retrieval quality, answer relevance, and faithfulness, we find that domain-specific fine-tuning improves retrieval metrics but does not consistently improve end-to-end question answering performance. In some cases, stronger retrieval counterintuitively leads to more confident hallucinations when relevant documents are absent from the corpus. These results highlight a key concern for those building policy-focused RAG systems: improvements to individual components do not necessarily translate to more reliable answers. Our findings provide practical insights for designing grounded question-answering systems over dynamic regulatory corpora.
Agentic retrieval-augmented generation (RAG) requires language models to decide when to continue searching and when to answer. Existing RL-based methods rely on external supervision and overlook the agent's internal belief about whether the current evidence is sufficient. To address this problem, we reformulate the search decision quality as belief-action alignment and propose MetaRAG, a belief-action aligned policy optimization framework for agentic RAG. MetaRAG uses Verify-first Action Generation to elicit an explicit verification process before each actual action, and Internal Belief Probing to estimate the policy model's own answerability belief from the same question-history context. Based on these, MetaRAG derives a consistency reward that is further gated by answer correctness, avoiding reinforcement of internally consistent but incorrect trajectories. The belief probe is used only during training and introduces no inference-time overhead. Experiments on seven public QA benchmarks show that MetaRAG consistently improves the accuracy-efficiency trade-off over strong RL-based agentic RAG baselines, with gains that transfer to deep research settings, different optimizers, and multiple model backbones.
Qiuyi Qi, Tian Liang, Jiamu Wang +7
Zhejiang University · Ant Group · City University of Hong Kong
Hallucination is a major challenge for retrieval-augmented generation (RAG) systems in the legal domain, where ungrounded answers can lead to serious consequences. To better understand this problem, we conduct a fine-grained analysis of hallucination behavior in eight legal RAG systems across two legal corpora, the GDPR (in English) and a national civil law (in French). Using claim-level and answer-level evaluation, we report on hallucination density and severity, analyze performance across question categories and user personas, and validate our findings on an independent set of 142 legal-expert-authored questions. Our results show that hallucinations remain pervasive, ranging from less than 10% of responses for the best-performing systems to nearly half in the worst case. We further find that false-premise questions, containing incorrect assumptions that must be rejected, produce high hallucination rates on the manually-drafted questions.
University students often struggle to navigate complex academic policies, leading to advising bottlenecks and delayed access to critical information. Although large language models (LLMs) offer promise for automated assistance, their tendency toward hallucination and inability to enforce institutional constraints make them unsuitable for high-stakes policy guidance without careful architectural design. We present Carolina Guide, a retrieval-augmented generation (RAG) system for academic policy assistance at the University of South Carolina (USC). The system employs a modular multi-agent pipeline with institutional guardrails to provide citation-supported, policy-grounded answers to student queries while refusing unsafe requests such as course recommendations or personalized advising. We evaluate the system on a 90 query test set across 6 departments, achieving 98.9% retrieval success at the >= 2 threshold (genuinely relevant results) with the first relevant chunk at rank-1 for 98.9% of queries (MRR at 10 for rel >= 2 = 0.989). Through systematic baseline comparisons and ablation studies, we show that each architectural component-MMR reranking, adequate retrieval context (k=20), and citation enforcement-contributes measurable practical value despite limited statistical power at 90 queries. The evaluation of the guardrail on 30 adversarial queries demonstrates Safety F1 of 0.89, correctly refusing 86% of unsafe queries while maintaining 93% coverage of benign queries. These results show that production-ready LLM systems for institutional policy guidance require rethinking standard RAG patterns to prioritize safety, transparency, and departmental autonomy over conversational sophistication.
Ben Torsion, Jun Zhou
University of South Carolina, Columbia, South Carolina, USA · University of South Carolina, Columbia, USA