Compliance-Aware Predictive Process Monitoring: A Neuro-Symbolic Approach

Predictive modeling on sequential event data is critical for fraud detection and healthcare monitoring. Existing data-driven approaches learn correlations from historical data but fail to incorporate domain-specific sequential constraints and logical rules governing event relationships, limiting accuracy and regulatory compliance. For example, healthcare procedures must follow specific sequences, and financial transactions must adhere to compliance rules. We present a neuro-symbolic approach integrating domain knowledge as differentiable logical constraints using Logic Networks (LTNs). We formalize control-flow, temporal, and payload knowledge using Linear Temporal Logic and first-order logic. Our key contribution is a two-stage optimization strategy addressing LTNs' tendency to satisfy logical formulas at the expense of predictive accuracy. The approach uses weighted axiom loss during pretraining to prioritize data learning, followed by rule pruning that retains only consistent, contributive axioms based on satisfaction dynamics. Evaluation on four real-world event logs shows that domain knowledge injection significantly improves predictive performance, with the two-stage optimization proving essential knowledge (without it, knowledge can severely degrade performance). The approach excels particularly in compliance-constrained scenarios with limited compliant training examples, achieving superior performance compared to purely data-driven baselines while ensuring adherence to domain constraints.

Process anomaly detection is an important application of process mining for identifying deviations from the normal behavior of a process. Neural network-based methods have recently been applied to this task, learning directly from event logs without requiring a predefined process model. However, since anomaly detection is a purely statistical task, these models fail to incorporate human domain knowledge. As a result, rare but conformant traces are often misclassified as anomalies due to their low frequency, which limits the effectiveness of the detection process. Recent developments in the field of neuro-symbolic AI have introduced Logic Tensor Networks (LTN) as a means to integrate symbolic knowledge into neural networks using real-valued logic. In this work, we propose a neuro-symbolic approach that integrates domain knowledge into neural anomaly detection using LTN and Declare constraints. Using autoencoder models as a foundation, we encode Declare constraints as soft logical guiderails within the learning process to distinguish between anomalous and rare but conformant behavior. Evaluations on synthetic and real-world datasets demonstrate that our approach improves F1 scores even when as few as 10 conformant traces exist, and that the choice of Declare constraint and by extension human domain knowledge significantly influences performance gains.

LLM-based agents are entering regulated industries where they automate judgment intensive quality management processes. We argue that symbolic structures already embedded in these domains, including regulations, typed process models, and compliance constraints, should be treated not merely as external monitoring mechanisms but as core architectural components that shape the agent's decision-making and behavior. We propose compliance-by-construction as a complementary paradigm to guardrail-based monitoring: a structural foundation that prevents control-flow violations, while guardrails remain essential for catching semantic errors. We identify a structured set of neuro-symbolic research challenges on foundational and capability level and show that addressing them jointly enables compliance-by-construction. We call on the neuro-symbolic community to engage with regulated process automation as a high impact research domain.