Organizations: LITIS EA4108, University of Rouen Normandy, France · LITIS EA4108, INSA of Rouen Normandy, France
Abstract
End-to-end OCR for historical newspapers remains challenging, as models must handle long text sequences, degraded print quality, and complex layouts. While Transformer-based recognizers dominate current research, their quadratic complexity limits efficient paragraph-level transcription and large-scale deployment. We investigate linear-time State-Space Models (SSMs), specifically Mamba, as a scalable alternative to Transformer-based sequence modeling for OCR. We present to our knowledge, the first OCR architecture based on SSMs, combining a CNN visual encoder with bi-directional and autoregressive Mamba sequence modeling, and conduct a large-scale benchmark comparing SSMs with Transformer- and BiLSTM-based recognizers. Multiple decoding strategies (CTC, autoregressive, and non-autoregressive) are evaluated under identical training conditions alongside strong neural baselines (VAN, DAN, DANIEL) and widely used off-the-shelf OCR engines (PERO-OCR, Tesseract OCR, TrOCR, Gemini). Experiments on historical newspapers from the Bibliotheque nationale du Luxembourg, with newly released >99% verified gold-standard annotations, and cross-dataset tests on Fraktur and Antiqua lines, show that all neural models achieve low error rates (~2% CER), making computational efficiency the main differentiator. Mamba-based models maintain competitive accuracy while halving inference time and exhibiting superior memory scaling (1.26x vs 2.30x growth at 1000 chars), reaching 6.07% CER at the severely degraded paragraph level compared to 5.24% for DAN, while remaining 2.05x faster. We release code, trained models, and standardized evaluation protocols to enable reproducible research and guide practitioners in large-scale cultural heritage OCR available at https://github.com/MarcoPerson/ssm-ocr-benchmark.
End-to-end OCR increasingly relies on autoregressive sequence models, where the quadratic cost of Transformer attention limits efficient transcription of long, paragraph-level text. State-Space Models (SSMs) such as Mamba offer linear-time decoding and have recently been shown to match Transformer accuracy on printed historical lines, but their behavior as sequences grow from short lines to full paragraphs, and their generalization to handwriting, remain poorly understood. We study how a Mamba-based OCR recognizer scales from lines to paragraphs. We first conduct a systematic exploration of its four core hyperparameters (decoder depth, state dimension, expansion factor, and connector depth) on synthetic paragraphs from 100 to 1,000 characters, identifying the recurrent state dimension and the expansion factor as the dominant levers for long-sequence accuracy. We then compare the recognizer against a Transformer baseline trained under an identical protocol. On clean synthetic paragraphs, both models stay below 1% CER at every length while the SSM runs 1.4 to 4.5 times faster, the speedup growing with sequence length. On real handwriting, however, the SSM lags clearly behind: it reaches 8.2% CER on IAM lines and 10.0% on IAM paragraphs, against 4.2% and 3.5% for the Transformer baseline. Through controlled experiments we show that a substantial part of this gap stems from data scarcity rather than from an intrinsic architectural limit: the autoregressive SSM decoder is markedly data-hungry on long sequences. Our study clarifies when SSMs are a practical choice for large-scale document transcription and when they are not.
Merveilles Agbeti-Messan, Pierrick Tranouez, Stéphane Nicolas +2
Chinese historical documents preserve valuable cultural heritage, but many collections remain accessible only as scanned page images, preventing full-text retrieval, collation, and computational analysis. Optical character recognition (OCR) can bridge this gap, but accurate transcription remains challenging because historical documents often contain complex layouts, rare characters, and nontrivial reading orders. We propose TongGuOCR, a layout-aware and token-augmented multimodal large language model (MLLM) for OCR of Chinese historical documents. First, a Layout-Aware Preprocessing module constructs and refines locally coherent recognition blocks to preserve local context while reducing interference across regions. Second, a Token-Augmented Recognition module augments the transcription target at two complementary levels: character-level vocabulary expansion gives each rare glyph a direct one-token representation and shortens its decoding path, while line-to-line transition modeling injects discrete spatial displacement tokens that guide the decoder along complex reading paths without requiring precise coordinates. Experiments on two Chinese historical document OCR benchmarks show that TongGuOCR outperforms representative traditional task-specific OCR models, general-purpose MLLMs, and OCR-oriented MLLMs. On the more challenging M5HisDoc benchmark, TongGuOCR achieves 93.76 AR and reduces NED from 10.43 to 6.15 and RO-ED from 7.53 to 3.49 relative to the best competing score for each metric. An online demo is available at https://jzzh2004.github.io/TongGuOCR.
Recently, end-to-end OCR models, exemplified by DeepSeek OCR, have once again thrust OCR into the spotlight. A widely held view is that employing a large language model (LLM) as the decoder allows the model to leverage the prior distribution of language, leading to improved OCR performance. However, the downside is equally evident: as the output sequence lengthens, the accumulated KV cache drives up memory consumption and progressively slows down generation. This stands in stark contrast to humans, who exhibit no such decline in efficiency during long-horizon copying tasks. In this technical report, we propose Unlimited OCR, a model designed to emulate human parsing working memory. Taking DeepSeek OCR as the baseline, we replace all attention layers in the decoder with our proposed Reference Sliding Window Attention (R-SWA), which reduces attention computation costs while maintaining a constant KV cache throughout the entire decoding process. By combining the high compression rate of DeepSeek OCR's encoder with our constant KV cache design, Unlimited OCR can transcribe dozens of pages of documents in a single forward pass under a standard maximum length of 32K. More importantly, R-SWA is a general-purpose parsing attention mechanism - beyond OCR, it is equally applicable to tasks such as ASR, translation, etc. Codes and model weights are publicly available at http://github.com/baidu/Unlimited-OCR.