Prototype-Regularized Federated Learning for Cross-Domain Aspect Sentiment Triplet Extraction

Aspect Sentiment Triplet Extraction (ASTE) requires jointly identifying (aspect, opinion, sentiment) triples from a given review sentence. While large language models (LLMs) achieve strong zero-shot performance on many NLP benchmarks, their effectiveness on ASTE remains limited, as single-pass generation forces the model to determine span boundaries, opinion grouping, and sentiment polarity in a single decoding step. Common remedies, such as few-shot in-context learning and chain-of-thought prompting, offer only marginal improvements and rely heavily on either in-domain demonstrations sampled from labeled training data or carefully engineered reasoning prompts, neither of which is broadly available in zero-shot deployment. Inspired by the classical agent paradigm, we propose MASTE, a multi-agent pipeline for zero-shot Aspect Sentiment Triplet Extraction. MASTE decomposes ASTE into four sequential stages, where specialized agents handle different compositional subtasks with explicit conditioning on prior outputs. This design enables entirely training-free zero-shot ASTE and generalizes across different backbones and datasets. Extensive experiments on four ASTE benchmarks show that MASTE substantially outperforms zero-shot and chain-of-thought LLM baselines under the same backbone, narrowing the gap to fully supervised methods without using any labeled triplets. Code is available at https://github.com/Hankerlove/MASTE.

Federated Learning (FL) enables decentralized model training across multiple clients without exposing private data, making it ideal for privacy-sensitive applications. However, in real-world FL scenarios, clients often hold data from distinct domains, leading to severe domain shift and degraded global model performance. To address this, prototype learning has been emerged as a promising solution, which leverages class-wise feature representations. Yet, existing methods face two key limitations: (1) Existing prototype-based FL methods typically construct a $\textit{single global prototype}$ per class by aggregating local prototypes from all clients without preserving domain information. (2) Current feature-prototype alignment is $\textit{domain-agnostic}$, forcing clients to align with global prototypes regardless of domain origin. To address these challenges, we propose Federated Domain-Aware Prototypes (FedDAP) to construct domain-specific global prototypes by aggregating local client prototypes within the same domain using a similarity-weighted fusion mechanism. These global domain-specific prototypes are then used to guide local training by aligning local features with prototypes from the same domain, while encouraging separation from prototypes of different domains. This dual alignment enhances domain-specific learning at the local level and enables the global model to generalize across diverse domains. Finally, we conduct extensive experiments on three different datasets: DomainNet, Office-10, and PACS to demonstrate the effectiveness of our proposed framework to address the domain shift challenges. The code is available at https://github.com/quanghuy6997/FedDAP.

Aspect Sentiment Triplet Extraction (ASTE) aims to identify aspect terms, opinion terms, and sentiment polarities as structured triplets, providing essential inputs for downstream information system applications such as opinion mining, explainable recommendations, and review summarization. Prior work mainly focuses on end-to-end extraction, while post hoc verification of extracted triplets remains comparatively underexplored. This gap limits the reliability of ASTE systems, since predicted triplets may be locally plausible while being globally invalid. Moreover, candidate invalidity is multi-faceted and candidate usability is inherently graded, motivating a fine-grained verification mechanism that can filter or re-rank outputs from diverse extractors. In this paper, we propose FiVeD, a framework for Fine-grained Verification with Diagnostic reasoning supervision. Specifically, the verifier is trained with multiple complementary objectives, including validity classification and quality score estimation as primary tasks, with error type classification and rationale generation as auxiliary tasks. We define hierarchical error categories and construct plausible incorrect triplets under semantic and syntactic constraints, and leverage an off-the-shelf LLM with task-specific rubrics to produce quality scores and diagnostic rationales. During inference, the resulting quality scores are used to filter candidate outputs, supporting adjustable precision-recall tradeoffs. Experiments across multiple ASTE baselines demonstrate that FiVeD consistently improves extraction performance by up to 3.53 F1 points as a plug-and-play verification module.