Organizations: College of Intelligent Robotics and Advanced Manufacturing, Fudan University, Shanghai, China · Shanghai Key Lab of Intelligent Information Processing, College of Computer Science and Artificial Intelligence, Fudan University, Shanghai, China · School of Data Science and Engineering, East China Normal University, Shanghai, China
The human brain constructs emotional percepts not by processing facial expressions in isolation, but through a dynamic, hierarchical integration of sensory input with semantic and contextual knowledge. However, existing vision-based dynamic emotion modeling approaches often neglect emotion perception and cognitive theories. To bridge this gap between machine and human emotion perception, we propose cognition-inspired Dual-stream Semantic Enhancement (DuSE). Our model instantiates a dual-stream cognitive architecture. The first stream, a Hierarchical Temporal Prompt Cluster (HTPC), operationalizes the cognitive priming effect. It simulates how linguistic cues pre-sensitize neural pathways, modulating the processing of incoming visual stimuli by aligning textual semantics with fine-grained temporal features of facial dynamics. The second stream, a Latent Semantic Emotion Aggregator (LSEA), computationally models the knowledge integration process, akin to the mechanism described by the Conceptual Act Theory. It aggregates sensory inputs and synthesizes them with learned conceptual knowledge, reflecting the role of the hippocampus and default mode network in constructing a coherent emotional experience. By explicitly modeling these neuro-cognitive mechanisms, DuSE provides a more neurally plausible and robust framework for dynamic facial expression recognition (DFER). Extensive experiments on challenging in-the-wild benchmarks validate our cognition-centric approach, demonstrating that emulating the brain's strategies for emotion processing yields state-of-the-art performance and enhances model interpretability.
Figures & tables
Fig. 1: The priming effect and knowledge integration mechanisms in human emotional cognition inspire us to explore the progressive complementary relationship between prompts and knowledge in visual language sentiment modeling.
Fig. 2: Supervision from natural language can effectively alleviate the problem of difficulty in classifying expressions with inter-class similarities. Our method aims to bridge the gap between general image-based pre-training models and specialized recognition tasks based on dynamic expression sequences.
Fig. 3: Overall architecture of DuSE . (a) shows the overall methodological framework. (b) shows HTPC, which contributes to the cross-modal prompt streaming. (c) shows LSEA, which contributes to cross-domain knowledge streaming.
Method
Publication
DFEW
FERV39k
UAR
WAR
UAR
WAR
C3D [ 22 ]
CVPR’15
42.74
53.54
22.68
31.69
P3D [ 32 ]
ICCV’17
43.97
54.47
23.20
33.39
I3D-RGB [ 33 ]
ICCV’17
43.40
54.27
30.17
38.78
3D ResNet18 [ 34 ]
CVPR’18
46.52
58.27
26.67
37.57
EC-STFL [ 20 ]
MM’20
45.35
56.51
-
-
TABLE I: Comparative results (%). Our proposed DuSE performs well on both datasets for 7-class classification. Best results are in bold and second-best results are underlined.
Method
Publication
Happy
Sad
Neutral
Angry
Surprise
Disgust
Fear
UAR
WAR
C3D [ 22 ]
CVPR’15
75.17
39.49
55.11
62.49
45.00
1.38
20.51
42.74
53.54
I3D-RGB [ 33 ]
CVPR’17
78.61
44.19
56.69
55.87
45.88
2.07
20.51
43.40
54.27
P3D [ 32 ]
ICCV’17
74.85
43.40
54.18
60.42
50.99
0.69
23.28
43.97
54.47
3D ResNet18 [ 34 ]
CVPR’18
76.32
50.21
64.18
62.85
47.52
0.00
24.56
46.52
58.27
EC-STFL [ 20 ]
MM’20
79.18
49.05
57.85
60.98
46.15
2.76
21.51
45.35
56.51
Former-DFER [ 35 ]
MM’21
84.05
62.57
67.52
70.03
56.43
3.45
31.78
53.69
65.70
TABLE II: Comparative results (%) across different methods on various emotion categories in DFEW. Best results are in bold and second-best results are underlined.
Fig. 4: Global and category-specific t-SNE visualization of DuSE on DFEW-fold5. The clustering results show that DuSE has a significant enhancement effect.
Fig. 5: Confusion matrices of the DuSE on DFEW and FERV39k.
HTPC
LSEA
DFEW
FERV39k
UAR
WAR
UAR
WAR
×
×
55.64
66.80
33.74
46.26
×
✓
58.86
70.28
35.77
47.85
✓
×
60.27
71.83
36.53
48.80
✓
✓
64.88
75.36
43.39
53.05
TABLE III: Comparative results (%) of the inter-module ablation experiments.
Pre-trained model
Strategy
DFEW
FERV39k
(parameters-frozen)
UAR
WAR
UAR
WAR
CLIP ViT-B/32
Shallow
49.95
61.35
33.47
44.92
Normal
53.22
64.70
35.02
46.87
Deep
57.75
68.76
36.93
48.54
CLIP ViT-B/16
Shallow
55.27
65.97
35.14
46.13
Normal
56.84
68.15
37.32
48.05
TABLE IV: Comparative results (%) of the intra-module ablation experiments of HTPC (cross-modal prompt streaming).
Hyperparameter
Value
DFEW
FERV39k
UAR
WAR
UAR
WAR
N
2
64.37
74.92
43.16
52.71
4
64.88
75.36
43.39
53.05
6
64.21
74.83
42.94
52.08
β
0.3
61.26
71.82
38.55
48.73
0.5
62.01
73.56
40.98
50.09
TABLE V: Comparative results (%) of the hyperparameter ablation experiments of LSEA (cross-domain knowledge streaming).
Fig. 6: t-SNE visualization on the DFEW 5-fold dataset.
Fig. 7: Deployment modes and implementation results, which are also mentioned in the demo video.
Dynamic facial expression recognition in the wild remains challenging due to data scarcity and long-tail distributions, which hinder models from effectively learning the temporal dynamics of scarce emotions. To address these limitations, we propose ARGen, an Affect-Reinforced Generative Augmentation Framework that enables data-adaptive dynamic expression generation for robust emotion perception. ARGen operates in two stages: Affective Semantic Injection (ASI) and Adaptive Reinforcement Diffusion (ARD). The ASI stage establishes affective knowledge alignment through facial Action Units and employs a retrieval-augmented prompt generation strategy to synthesize consistent and fine-grained affective descriptions via large-scale visual-language models, thereby injecting interpretable emotional priors into the generation process. The ARD stage integrates text-conditioned image-to-video diffusion with reinforcement learning, introducing inter-frame conditional guidance and a multi-objective reward function to jointly optimize expression naturalness, facial integrity, and generative efficiency. Extensive experiments on both generation and recognition tasks verify that ARGen substantially enhances synthesis fidelity and improves recognition performance, establishing an interpretable and generalizable generative augmentation paradigm for vision-based affective computing.
Understanding emotions is a fundamental ability for intelligent systems to be able to interact with humans. Vision-language models (VLMs) have made tremendous progress in the last few years for many visual tasks, potentially offering a promising solution for understanding emotions. However, it is surprising that even the most sophisticated contemporary VLMs struggle to recognize human emotions or to outperform even specialized vision-only classifiers. In this paper we ask the question "Why do VLMs struggle to recognize human emotions?", and observe that the inherently continuous and dynamic task of facial expression recognition (DFER) exposes two critical VLM vulnerabilities. First, emotion datasets are naturally long-tailed, and the web-scale data used to pre-train VLMs exacerbates this head-class bias, causing them to systematically collapse rare, under-represented emotions into common categories. We propose alternative sampling strategies that prevent favoring common concepts. Second, temporal information is critical for understanding emotions. However, VLMs are unable to represent temporal information over dense frame sequences, as they are limited by context size and the number of tokens that can fit in memory, which poses a clear challenge for emotion recognition. We demonstrate that the sparse temporal sampling strategy used in VLMs is inherently misaligned with the fleeting nature of micro-expressions (0.25-0.5 seconds), which are often the most critical affective signal. As a diagnostic probe, we propose a multi-stage context enrichment strategy that utilizes the information from "in-between" frames by first converting them into natural language summaries. This enriched textual context is provided as input to the VLM alongside sparse keyframes, preventing attentional dilution from excessive visual data while preserving the emotional trajectory.
Madhav Agarwal, Sotirios A. Tsaftaris, Laura Sevilla-Lara +1
Large Vision-Language Models (LVLMs) represent a significant leap towards empathetic agents, demonstrating remarkable capabilities in emotion understanding. However, the internal mechanisms governing how LVLMs translate abstract visual stimuli into coherent emotional narratives remain largely unexplored, primarily due to the scarcity of visual counterfactuals and the diffuse nature of emotional expression. In this paper, we bridge this gap by introducing a steering-vector-based causal attribution framework tailored for descriptive emotional reasoning. To this end, we construct a specialized dataset to demystify the emotional circuits underlying the three-stage ``Adapt-Aggregate-Execute'' mechanism. Crucially, we discover a functional decoupling: visual emotional cues are aggregated in middle layers via sentiment-specific attention heads, but are subsequently translated into narrative generation in deep layers through emotion-general pathways. Guided by these insights, we regulate the emotional information routing to strengthen attention flow and amplify the semantic activation to consolidate expression. Extensive experiments on the comprehensive MER-UniBench demonstrate that our methods significantly improve performance via inference-time intervention, effectively mitigating emotional hallucinations and corroborating the causal fidelity of the discovered circuits.
Chengsheng Zhang, Chenghao Sun, Zhining Xie +1
MoE Key Laboratory of Brain-inspired Intelligent Perception and Cognition, University of Science and Technology of China · AIPD, Tencent