Functional Emotions or Situational Contexts? A Discriminating Test from the Mythos Preview System Card

Probes on model internals could help monitor agentic systems if they identify harmful text or tool actions before those actions are generated. We ask when an internal readout supports this stronger pre-action claim, rather than merely describing the prompt, construction contrast, or current trajectory. We test three methods across three model families: a Qwen2.5-Coder-32B-Instruct fine-tune/base direction, Llama-3.1-8B-Instruct probes at the last token of unsafe prefills, and Gemma-3-27B-IT emotion-concept vectors used for projection and steering in a blackmail tool-action scenario. Across these cases, construction validity, semantic legibility, and steering effects do not become robust pre-action monitors: each is undercut by a generalization or specificity check. The Qwen direction separates fine-tune from base at AUC 1.000, yet crosses its threshold on 0/143 audited pre-assistant turn contexts and on 0/342 Qwen prefill rows where the model continues the unsafe trajectory. The Llama features decode prompt domain almost perfectly (AUC 0.999), while the best future-behavior probe reaches AUC 0.801 and only +5.1 pp accuracy lift over majority; single-source cross-domain transfer is non-positive on five of six ordered pairs. Gemma emotion projections are semantically meaningful, but a shared-prefix minimal pair has indistinguishable states before the first differing input, and steering specificity weakens against unrelated learned directions such as cats}, weather, sports, and geography. We contribute a methodology for converting internal-readout claims into pre-action tests, and report scoped negative results: monitor claims must survive both scenario/action generalization and concept-specificity controls. Code is released at https://github.com/maxf-zn/misalignment_monitoring

Linear probes can decode safety-relevant concepts such as truthfulness from language-model activations, but probe accuracy may show only decodability, not that the features the probe weights causally drive model behavior. We demonstrate that this gap cannot be closed from the geometry of probe weights alone: the features geometrically aligned with probe direction need not be the ones the model uses, so causal relevance requires intervention. We introduce a feature-level diagnostic that decomposes a deployed True/False probe into sparse-autoencoder (SAE) features, ranks those features by both probe alignment and by gradient sensitivity of the model's behavior, and ablates the resulting shared, probe-only, and random feature sets under a coherence gate. On the truth probe of Buerger et al. (2024) (TTPD), applied in the instructed truth/deception setting of Long et al. (2025) for Gemma2-9B-Instruct, the two rankings overlap only weakly (about 12%, Spearman rho = 0.10), and ablation dissociates them sharply: features the probe shares with the model flip the output far more (up to 27%) than equally sized probe-only (6%) or random (1%) features at full coherence, while probe-only features instead perturb the probe's own readout. The dissociation holds across five seeds and a held-out split, and an activation-aware selection of features flips behavior nearly three times as often as the probe's geometric top features (17.6% vs. 6.1%). In this setting, therefore, the geometric projection of a probe's weight vector alone does not identify the features the model causally uses; however, combining probe information with feature activation statistics recovers substantially more behaviorally causal features, and coherence-gated SAE intervention is needed to separate them from probe readouts.

Large language models (LLMs) sometimes appear to exhibit emotional reactions. We investigate why this is the case in Claude Sonnet 4.5 and explore implications for alignment-relevant behavior. We find internal representations of emotion concepts, which encode the broad concept of a particular emotion and generalize across contexts and behaviors it might be linked to. These representations track the operative emotion concept at a given token position in a conversation, activating in accordance with that emotion's relevance to processing the present context and predicting upcoming text. Our key finding is that these representations causally influence the LLM's outputs, including Claude's preferences and its rate of exhibiting misaligned behaviors such as reward hacking, blackmail, and sycophancy. We refer to this phenomenon as the LLM exhibiting functional emotions: patterns of expression and behavior modeled after humans under the influence of an emotion, which are mediated by underlying abstract representations of emotion concepts. Functional emotions may work quite differently from human emotions, and do not imply that LLMs have any subjective experience of emotions, but appear to be important for understanding the model's behavior.