Expressivity of Transformers: A Tropical Geometry Perspective

Recent work describes what transformers can and cannot compute through connections to boolean circuits, but existing results lack exact characterizations and are sensitive to modeling choices. Padded transformers -- to whose input filler symbols such as ``...'' are appended -- emerge as a useful gadget for establishing equivalences to circuit classes by providing polynomial space for adaptive parallel computation. However, only a limited set of padded transformer idealizations has been studied, leaving open how robustly these equivalences hold under changes to attention type, model width, and uniformity. We find that, under practical assumptions, padded transformers are surprisingly robust to all of these, and identify numeric precision and model depth as the main factors affecting expressivity. Concretely, we prove that polynomially padded $\text{L-uniform}$ constant-precision transformers are equivalent to $\text{L-uniform AC}^0$, while growing-precision ones achieve $\text{L-uniform TC}^0$ regardless of width. Furthermore, looping enables sequential processing analogous to circuits: $\log^d N$-looped constant-precision transformers reach $\text{FO-uniform AC}^d$, and growing-precision ones reach $\text{FO-uniform TC}^d$. Interestingly, growing width or precision beyond logarithmic does not increase expressivity, and all our results hold for both softmax and average hard attention transformers.

Transformers have achieved remarkable successes across a wide range of applications, yet the theoretical foundation of their model efficiency remains underexplored. In this work, we investigate how the model parameters -- mainly attention heads and head dimensions -- should be allocated across layers to balance expressivity and efficiency. We first provide mathematical analysis on the role of early layers in information extraction from an approximation perspective, with a theoretical characterization on the trade-off between the number of heads and head dimension under a fixed parameter budget. In addition, we uncover and prove the \emph{saturation} behavior of softmax activations: Continuously increasing head dimensions can lead to diminishing returns in learning errors, particularly for long sequences. Supported by both theory and experiments, this saturation pattern suggests that later layers can operate more efficiently with reduced parameters. Combining these insights, we propose principled strategies for allocating attention heads and dimensions across Transformers' layers, shedding light on theoretically-grounded model efficiency of Transformer-based architectures.

The transformer is the most popular neural architecture for language modeling. The cornerstone of the transformer is its global attention mechanism, which lets the model aggregate information from all preceding tokens before generating the next token. One common variant of attention is called local attention, which restricts each token to aggregating information from a bounded window of predecessors, reducing the quadratic cost of global attention to linear. Although this restriction is usually motivated by efficiency, it has also been found to improve model quality, a phenomenon that has so far lacked a satisfactory explanation. We provide a formal account of this phenomenon in terms of recognizer expressivity. It has been shown that fixed-precision transformers with global attention correspond to a fragment of linear temporal logic containing a single past operator. We additionally prove that adding local attention introduces a second temporal operator, strictly enlarging the class of recognizable regular languages. Moreover, global and local attention are expressively complementary: neither subsumes the other, and combining them yields the richest fragment. Experiments on formal language recognition and natural language modeling corroborate the theory, showing that hybrid global--local transformers outperform their global-only counterparts.