Rethinking the Necessity of Adaptive Retrieval-Augmented Generation through the Lens of Adaptive Listwise Ranking

Rerankers play a pivotal role in refining retrieval results for Retrieval-Augmented Generation. However, current reranking models are typically optimized on static human annotated relevance labels in isolation, decoupled from the downstream generation process. This isolation leads to a fundamental misalignment: documents identified as topically relevant by information retrieval metrics often fail to provide the actual utility required by the LLM for precise answer generation. To bridge this gap, we introduce ReRanking Preference Optimization (RRPO), a reinforcement learning framework that directly aligns reranking with the LLM's generation quality. By formulating reranking as a sequential decision-making process, RRPO optimizes for context utility using LLM feedback, thereby eliminating the need for expensive human annotations. To ensure training stability, we further introduce a reference-anchored deterministic baseline. Extensive experiments on knowledge-intensive benchmarks demonstrate that RRPO significantly outperforms strong baselines, including the powerful list-wise reranker RankZephyr. Further analysis highlights the versatility of our framework: it generalizes seamlessly to diverse readers (e.g., GPT-4o), integrates orthogonally with query expansion modules like Query2Doc, and remains robust even when trained with noisy supervisors.

Large language model (LLM) based listwise reranking has emerged as the dominant paradigm for achieving state-of-the-art ranking effectiveness in information retrieval. However, its reliance on feeding full passage texts into the LLM introduces two critical bottlenecks: the "lost in the middle" phenomenon degrades ranking quality as input length grows, and the inference latency scales super-linearly with sequence length, rendering it impractical for industrial deployment. In this paper, we present ResRank, a unified retrieval-reranking framework that fundamentally addresses both challenges. Inspired by multimodal LLMs that project visual inputs into compact token representations, ResRank employs an Encoder-LLM to compress each candidate passage into a single embedding, which is then fed alongside the query text into a Reranker-LLM for listwise ranking. To alleviate the misalignment between the compressed representation space and the ranking space, we introduce a residual connection structure that combines encoder embeddings with contextualized hidden states from the reranker. Furthermore, we replace the conventional autoregressive decoding with a one-step cosine-similarity-based scoring mechanism, eliminating the generation bottleneck entirely. ResRank is trained through a carefully designed dual-stage, multi-task, end-to-end joint optimization strategy that simultaneously trains the encoder and reranker, achieving learning objective alignment between retrieval and reranking while substantially reducing training complexity. Extensive experiments on TREC Deep Learning and eight BEIR benchmark datasets demonstrate that ResRank achieves competitive or superior ranking effectiveness compared to existing approaches while requiring zero generated tokens and processing only one token per passage, yielding a fundamentally better balance between effectiveness and efficiency.

Large language models (LLMs) are increasingly used as rerankers in information retrieval, yet their ranking behavior can be steered by small, natural-sounding prompts. To expose this vulnerability, we present Rank Anything First (RAF), a two-stage token optimization method that crafts concise textual perturbations to consistently promote a target item in LLM-generated rankings while remaining hard to detect. Stage 1 uses Greedy Coordinate Gradient to shortlist candidate tokens at the current position by combining the gradient of the rank-target with a readability score; Stage 2 evaluates those candidates under exact ranking and readability losses using an entropy-based dynamic weighting scheme, and selects a token via temperature-controlled sampling. RAF generates ranking-promoting prompts token-by-token, guided by dual objectives: maximizing ranking effectiveness and preserving linguistic naturalness. Experiments across multiple LLMs show that RAF significantly boosts the rank of target items using naturalistic language, with greater robustness than existing methods in both promoting target items and maintaining naturalness. These findings underscore a critical security implication: LLM-based reranking is inherently susceptible to adversarial manipulation, raising new challenges for the trustworthiness and robustness of modern retrieval systems. Our code is available at: https://github.com/glad-lab/RAF.