Breaking Validity-Induced Boundaries to Expand Algorithm Search Space: A Two-Stage AST-Based Operator for LLM-Driven Automated Heuristic Evolution

Large Language Models (LLMs) have advanced Automated Heuristic Design (AHD) in combinatorial optimization (CO) in the past few years. However, existing discovery pipelines often require extensive manual trial-and-error or reliance on domain expertise to adapt to new or complex problems. This stems from tightly coupled internal mechanisms that limit systematic improvement of the LLM-driven design process. To address this challenge, we propose a structured framework for LLM-driven AHD that explicitly decomposes the heuristic discovery process into modular stages: a forward pass for evaluation, a backward pass for analytical feedback, and an update step for program refinement. This separation provides a clear abstraction for iterative refinement and enables principled improvements of individual components. We validate our framework across four diverse real-world CO domains, where it consistently outperforms baselines, achieving up to $0.17$ improvement in QYI on unseen test sets. Finally, we show that several popular AHD methods are restricted instantiations of our framework. By integrating them in our structured pipeline, we can upgrade the components modularly and significantly improve their performance.

Large language models (LLMs) have made automated heuristic design (AHD) increasingly practical by generating executable heuristic code from task descriptions and evaluator feedback. Yet under a limited query and evaluation budget, search efficiency depends critically on a pre-generation decision. Before each LLM query and black-box evaluation, the system must choose which archived heuristics to reuse as parents and which generation operator should transform them. Existing methods typically choose such actions with predefined rules, leaving the expected outcome of each concrete operator-parent action only indirectly modeled. Therefore, we propose \fullmethod{} (\method{}), a surrogate-guided action-selection module for operator-parent selection in LLM-based AHD. \method{} guides the LLM code-generation process by scoring pre-generation actions with two complementary surrogates. Specifically, a transition surrogate is proposed to predict the latent distribution of the child representation induced by an operator-parent action, while an instance-conditioned utility surrogate is proposed to estimate the expected performance of sampled child latents. Moreover, we propose an uncertainty-aware acquisition rule that combines predicted utility, utility uncertainty, and transition uncertainty to select the next LLM generation action. Across a diverse heuristic-design suite, \method{} is competitive with strong LLM-AHD baselines, and ablation and action-selection analyses suggest that its behavior goes beyond simple archive ranking or fixed operator preferences.

In this paper, we introduce ES-AHD, a novel framework that fundamentally integrates Evolution Strategy (ES) into Large Language Model (LLM)-driven Automatic Heuristic Design (AHD). Existing evolutionary approaches predominantly rely on random, individual-level mutation, leading to blind search and an imbalance between exploration and exploitation. To address these issues, ES-AHD introduces two core mechanisms. First, Semantic Recombination via LLMs discards traditional point-to-point reproduction. By leveraging the LLM's contextual reasoning to explicitly extract core insights from top-performing individuals, the algorithm establishes a promising semantic search direction. This transforms random code mutation into targeted, center-guided sampling inspired by ES. Second, Stochastic Covariance Adaptation via Temperature Sampling dynamically addresses the exploration-exploitation dilemma. By mapping the covariance matrix in ES to the LLM's sampling temperature, the framework employs a stochastic random walk mechanism with momentum. This approach primarily shrinks the search radius for micro-level code refinement, while retaining the critical ability to occasionally sample higher temperatures to escape semantic local optima. Ultimately, ES-AHD provides a highly directional, robust, and efficient search paradigm, significantly accelerating the generation of high-quality heuristic algorithms. The source code is available at: https://github.com/Mriya0306/ES-AHD.