A Deep U-Net Framework for Flood Hazard Mapping Using Hydraulic Simulations of the Wupper Catchment
Authors: Christian Lammers, Fernando Arévalo, Leonie Märker-Neuhaus, Daniel Heinenberg, Christian Förster, Karl-Heinz Spies
Organizations: Institute for Computing and Information Sciences Radboud University Nijmegen, Netherlands · Wupper Association (Wupperverband) Wuppertal, Germany
The increasing frequency and severity of global flood events highlights the need for the development of rapid and reliable flood prediction tools. This process traditionally relies on computationally expensive hydraulic simulations. This research presents a prediction tool by developing a deep-learning based surrogate model to accurately and efficiently predict the maximum water level across a grid. This was achieved by conducting a series of experiments to optimize a U-Net architecture, patch generation, and data handling for approximating a hydraulic model. This research demonstrates that a deep learning surrogate model can serve as a computationally efficient alternative to traditional hydraulic simulations. The framework was tested using hydraulic simulations of the Wupper catchment in the North-Rhein Westphalia region (Germany), obtaining comparable results.
Accurate and scalable flood mapping remains challenging due to limited ground observations, heterogeneous terrain conditions, and the difficulty of enforcing hydrodynamic consistency within data-driven models. This work introduces a physics-guided deep learning framework that integrates multi-modal remote sensing (Sentinel-1 SAR, Sentinel-2 optical imagery, and DEM-derived terrain features) with constraints from the depth-averaged shallow water equations (SWE). The proposed hybrid architecture combines a UNet to capture fine-scale spatial details with a Fourier Neural Operator (FNO) to model basin-scale hydraulic interactions, while physics-informed residual losses ensure mass and momentum consistency. Evaluated across diverse floodplain settings, the hybrid model achieves an Intersection over Union of 0.82 and an F1 score of 0.90 for flood extent prediction, outperforming UNet-only and FNO-only baselines. Using hydrodynamic simulations as reference data, the model achieves an RMSE of 0.21 m for water depth and 0.15 m/s for flow velocity. Physics consistency is maintained, with low residuals and mass imbalance below 2.1%. Ablation studies confirm that removing physicsbased regularization significantly degrades performance, underscoring the value of physical constraints for stability and generalization. These results demonstrate that embedding hydrodynamic principles into deep learning yields more accurate, reliable, and physically coherent flood predictions, offering strong potential for operational monitoring and large-scale deployment.
Near-real-time flood depth prediction demands surrogate models that are accurate, fast, and transferable across watersheds. Supervised surrogates can match physics-based simulators in accuracy but need millions of training rows per watershed and cannot extrapolate beyond their original mesh. We propose a domain-aware coreset construction pipeline that conditions a tabular foundation model at inference time. The pipeline stratifies storms by return period and most-affected watershed, then samples hexagons with a target-aware spatial selector. With 0.7% of the per-watershed training pool, the model attains a mean R2 of 0.663 across nine Houston-area watersheds, within 98.5% of the supervised reference (R2 = 0.673). It transfers to held-out watersheds without task-specific retraining, staying ahead of a coreset-trained supervised baseline. On real storms it exceeds the supervised reference on a far out-of-distribution case and trails it on a mostly in-distribution one. Domain-aware coreset construction lets tabular foundation models deliver data-efficient, watershed-transferable flood predictions without per-watershed training.
Accurate flood forecasting is essential for mitigating disaster risks and protecting communities. However, purely data-driven machine learning models often struggle in data-scarce environments and may violate fundamental hydrological principles. Standard Long Short-Term Memory (LSTM) networks can generate physically inconsistent predictions, particularly when extrapolating to extreme weather conditions. To address these limitations, we propose a Physics-Informed Machine Learning (PIML) framework that incorporates hydrological knowledge directly into the loss function of an LSTM model. Specifically, a Trend Alignment constraint penalizes directional inconsistencies between precipitation and discharge trends, improving model robustness without requiring complex hydrodynamic equations. This regularization encourages the model to learn physically plausible hydrograph behavior, even with limited training data, while enhancing reliability during peak flood events. Experimental results show that the proposed physics-informed model outperforms a standard LSTM baseline in data-scarce settings, increasing the Nash-Sutcliffe Efficiency (NSE) from 0.20 to 0.23 when trained on only 5% of the available data. Additional stress tests under simulated extreme climate scenarios demonstrate that the baseline model exhibits unstable behavior, whereas the physics-informed model maintains directional consistency and physical plausibility. Although accurately predicting extreme peak magnitudes remains challenging with limited data, the proposed approach substantially reduces unphysical fluctuations common in purely data-driven models. These findings demonstrate that simple physical constraints can significantly improve the reliability of deep learning models for real-time flood forecasting, offering a practical solution for ungauged basins and evolving climate conditions.