VAE-Inf: A statistically interpretable generative paradigm for imbalanced classification

Class imbalance poses a fundamental challenge in risk-sensitive applications such as fraud detection and medical diagnosis, where minority-class samples are scarce yet critical for accurate classification. Existing oversampling methods generate synthetic samples to rebalance class distributions; however, they often produce large numbers of low-quality candidates that distort decision boundaries or introduce artifacts, leading to overfitting and degraded generalization. In this work, we introduce RUBRIC, a generator-agnostic filtering framework that formulates synthetic sample selection as a quality-over-quantity optimization problem. RUBRIC ranks candidates using a realism-utility trade-off: realism is quantified by a learned discriminator that distinguishes real samples from synthetic samples, while utility captures proximity to the decision boundary through a concave margin-based scoring function. We show that, under mild regularity conditions, the proposed filtering strategy monotonically tightens the generalization bound for margin-based classifiers by jointly reducing distribution shift and suppressing near-negative tail contributions. Through extensive experiments on credit-card fraud detection and other imbalanced benchmarks, we demonstrate that RUBRIC improves F1-macro and recall while maintaining comparable ROC-AUC across several generators. We also provide explicit lambda-sensitivity analysis to show how users can recover AUPRC when ranking quality is prioritized.

Generative data augmentation is widely used to mitigate class imbalance, yet its theoretical effect on downstream generalization remains poorly understood. In this work, we develop a statistical framework for conditional generative augmentation and analyze its impact on classification risk. We formalize augmentation as a distribution-mixing process and show that the resulting risk distortion is controlled by both the augmentation strength and the class-conditional Wasserstein discrepancy between real and generated distributions. We further derive a capacity-dependent generalization bound based on Rademacher complexity, revealing an explicit trade-off between hypothesis complexity, augmentation intensity, and generative fidelity. Empirically, we evaluate the framework on binary and multiclass imbalanced classification tasks using Conditional GAN and Conditional WGAN-GP augmentation. Across datasets, CWGAN-GP consistently achieves lower Wasserstein discrepancies than CGAN, indicating improved distributional fidelity. However, improved fidelity does not necessarily translate into superior classification performance, with classical oversampling methods often remaining competitive. These findings support the central theoretical prediction that augmentation reliability is governed by distributional approximation error rather than predictive performance alone. Overall, this work establishes generative augmentation as a distributional perturbation process whose reliability can be quantified through Wasserstein-based measures and supported by finite-sample generalization guarantees. The proposed framework provides a principled foundation for evaluating synthetic data quality beyond classification accuracy alone.

Prior studies have demonstrated that diffusion classifiers achieve robust zero-shot classification performance. However, their effectiveness is strongly tied to the pretraining data distribution: they perform well in majority, high-density regions of the data manifold, but are significantly less accurate in minority, low-density regions. Although prior works on minority sampling have focused on generating more minority-like images, what minority sampling fundamentally enables beyond generation remains underexplored. In this paper, we reveal a direct relationship between minority sampling in generation and the perception capability of diffusion classifiers. Specifically, we show that enhancing minority sampling broadens the coverage of underrepresented regions on the data manifold, thereby improving diffusion-based recognition. To exploit this connection, we propose \textit{Self-Improving Diffusion Classifiers with Minority Preference Optimization} (MiPO), which fine-tunes a pretrained diffusion model using minority preference rewards. Using only arbitrary caption data, MiPO generates candidate samples, rewards those that better cover minority regions, and optimizes the model with LoRA and Group Relative Policy Optimization, without additional image data, external foundation models, or external reward models. This enables stable, prompt-adaptive minority sampling and translates low-density generative coverage into improved zero-shot diffusion classification. To sum up, we show that diffusion classifier perception is biased toward majority regions, demonstrate that this bias can be alleviated through minority preference optimization, and evaluate MiPO on five standard datasets.