Computing Thiele Rules on Interval Elections and their Generalizations
Authors: Dimitris Avramidis, Alexandra Lassota, Ulrike Schmidt-Kraepelin, Adrian Vetta
Abstract
Approval-based committee voting has received significant attention in the social choice community. Among the studied rules, Thiele rules, and especially Proportional Approval Voting (PAV), stand out for desirable properties such as proportional representation, Pareto optimality, and support monotonicity. Their main drawback is that computing a Thiele outcome is NP-hard in general. A glimpse of hope comes from the fact that Thiele rules are better behaved under structured preferences. On the candidate interval (CI) domain, they are computable in polynomial time via a linear program (LP) that has a totally unimodular constraint matrix. Surprisingly, this approach fails for the related voter interval (VI) domain, and the complexity of the problem has repeatedly been posed as an open question. Our main result resolves this question: although the relevant matrix is not totally unimodular, the ``standard'' LP still admits at least one optimal integral solution, and we provide a fast algorithm for finding it. Our technique naturally extends to the voter-candidate interval (VCI) domain, also known as the 1-dimensional voter-candidate range (1D-VCR) domain, and to the linearly consistent (LC) domain, both of which generalize the candidate and voter interval domains. Although both the VCI and LC domains have been studied in social choice, their relationship was unknown. We show, through connections to graph theory, that LC strictly contains VCI. We also provide an alternative definition of LC that is closer in spirit to VCI and has a natural interpretation in approval elections; this equivalence may be of independent interest. Finally, we study an alternative tree-based generalization of VCI and show that Thiele rules become NP-hard to compute on this domain.
We study the computational complexity of winner determination problems in approval-based committee elections under Thiele voting rules. These form a class of rules parameterized by a fixed weight vector that specifies how a voter's satisfaction depends on the number of approved candidates elected. We first analyze the structure of optimal solutions based on the sets of voters who approve each candidate---that is, how voters' approval ballots induce dependencies between candidates---revealing constraints on a winning committee under any fixed Thiele voting rule. Using this, we design FPT algorithms for Proportional Approval Voting (PAV) and other Thiele rules on a natural restricted domain known as the Voter Interval (VI) domain---that is, after a suitable ordering of voters, each candidate is approved by a consecutive interval of voters. In particular, we show that every Thiele rule on VI is FPT with respect to a parameter for which the problem is NP-hard on general instances, even when the parameter takes constant values. Our results advance the understanding of the computational complexity of PAV on Voter Interval instances, which remains one of the central open questions in this area. We further resolve two open questions from the literature on PAV (and other Thiele voting rules) by providing a polynomial-time algorithm for instances where each candidate is approved by at most two voters, and an FPT algorithm parameterized by the total score of a winning committee.
A common problem in social choice is to determine whether there is a social choice procedure, such as a voting method, satisfying some desired criteria. Computer-aided methods such as SAT solving can sometimes answer these questions. However, under typical encodings, a SAT solver may only synthesize a voting method on a finite domain, while we may want one on an infinite domain, such as the domain of all preference profiles for a fixed number of candidates but any finite number of voters. In this paper, we use an approach based on reasoning with constrained Horn clauses and computation with polyhedra to synthesize a voting method on an infinite domain. We then use SMT and Lean to verify its properties. Our main result is a possibility theorem about four well-known criteria from voting theory: the Condorcet winner and loser criteria, positive involvement, and resolvability. Previous work has shown that for five or more candidates, there is no voting method satisfying these axioms, and that for four candidates, there is no method satisfying these core axioms plus one more invariance axiom. Here we show that for four candidates, there does exist a method satisfying the core axioms and more.
The communication complexity of a voting rule is the worst-case number of bits that n voters must transmit to a central authority under the most efficient elicitation protocol in an election with m candidates. We study the communication complexity of Instant-Runoff Voting (IRV). Conitzer and Sandholm [2005] established an upper bound of O(n (log m)2), but did not provide a matching lower bound beyond Ω(n log m). We resolve this open problem by raising the lower bound to Ω(n (log m)2) using the fooling set technique, thereby showing that the communication complexity of IRV is Θ(n (log m)2). We further show that this complexity drops to Θ(n log m) under the single-peakedness restriction, and that both the IRV-Average variant and Single Transferable Vote (STV), the multiwinner extension of IRV, have the same asymptotic communication complexity as IRV.