cs.CLMay 13, 2026

Dense vs Sparse Pretraining at Tiny Scale: Active-Parameter vs Total-Parameter Matching

Authors: Abdalrahman Wael

Organizations: Independent Researcher

Abstract

We study dense and mixture-of-experts (MoE) transformers in a tiny-scale pretraining regime under a shared LLaMA-style decoder training recipe. The sparse model replaces dense feed-forward blocks with Mixtral-style routed experts. Dense baselines are modestly width-resized to tightly match either active or total parameter budgets, while tokenizer, data, optimizer, schedule, depth, context length, normalization style, and evaluation protocol are held fixed. Our best sparse recipe uses four experts, top-2 routing, Switch-style load balancing, and router z-loss. In a three-seed full-data comparison, the dense active-match model reaches 1.6545 +/- 0.0012 best validation loss, the MoE reaches 1.5788 +/- 0.0020, and the dense total-match model reaches 1.5608 +/- 0.0025. This yields a matched-active gap of 0.0758 +/- 0.0021 in the MoE's favor and a matched-total gap of 0.0180 +/- 0.0020 in the dense model's favor. Across training, the matched-active advantage grows while the matched-total dense advantage narrows sharply. In this sub-25M-parameter regime, MoE therefore improves validation loss under active-parameter matching but does not surpass dense training at equal total stored capacity.

Explore similar work

May 12, 2026cs.LG

Slicing and Dicing: Configuring Optimal Mixtures of Experts

Mixture-of-Experts (MoE) architectures have become standard in large language models, yet many of their core design choices - expert count, granularity, shared experts, load balancing, token dropping - have only been studied one or two at a time over narrow configuration ranges. It remains an open question whether these choices can be optimized independently, without considering interactions. We present the first systematic study of over 2,000 pretraining runs spanning models up to 6.6B total parameters, in which we exhaustively vary total experts, expert dimension, heterogeneous expert sizing within a single layer, shared expert size and load-balancing mechanisms. We find that at every active-parameter scale that we study, performance consistently improves with total MoE parameters even at extreme active expert parameter ratios like 128.Further, the optimal expert size is nearly invariant to total parameter count and depends only on active parameter count. Third, we see that other choices like shared experts, heterogeneous experts and load-balancing settings have small effects relative to expert count and granularity, although dropless routing yields a consistent gain. Overall, our results suggest a simpler recipe: focus on expert count and granularity, other choices have minimal effect on final quality.
Margaret Li, Sneha Kudugunta, Danielle Rothermel +1
Apr 28, 2026cs.CL

Marco-MoE: Open Multilingual Mixture-of-Expert Language Models with Efficient Upcycling

We present Marco-MoE, a suite of fully open multilingual sparse Mixture-of-Experts (MoE) models. Marco-MoE features a highly sparse design in which only around 5% of the total parameters are activated per input token. This extreme sparsity, combined with upcycling from dense models, enables efficient pre-training on 5T tokens. Our models surpass similarly-sized competitors on English and multilingual benchmarks, achieving a best-in-class performance-to-compute ratio. We further post-train these models to create Marco-MoE-\textsc{Instruct} variants, which surpass the performance of competing models possessing 33--14×14\times more activated parameters. Our analysis reveals that Marco-MoE learns structured expert activation patterns shared across related languages, while maintaining highly specialized utilization for linguistically isolated ones. We further show that Marco-MoE allows for scalable language expansion without the interference typical of dense models. To support the community, we disclose our full training datasets, recipes, and model weights.
Fan Jiang, Yu Zhao, Chenyang Lyu +5
Jun 1, 2026cs.LG

DOT-MoE: Differentiable Optimal Transport for MoEfication

The scaling of Large Language Models (LLMs) has driven significant performance gains but created substantial challenges in inference efficiency. While Mixture of Experts (MoEs) architectures address this by decoupling model size from inference cost, training MoEs from scratch is often unstable and compute intensive. Conversion of pre-trained dense models into sparse MoEs has emerged as an alternative solution; however, existing methods typically rely on heuristic neuron clustering or random splitting to partition the Feed-Forward Network (FFN) into experts. In this work, we propose DOT-MoE, a novel framework that formulates the decomposition of dense layers as a Differentiable Optimal Transport (DOT) problem. Instead of static heuristics, we model neuron assignment as a balanced transport problem, utilizing differentiable Sinkhorn-Knopp iterations to enforce strict expert capacity constraints. Furthermore, we utilize Straight-Through Estimators (STE) to jointly learn the discrete neuron-to-expert assignment and the token-to-expert routing policy end-to-end. Extensive experiments across multiple architectures and benchmarks demonstrate that DOT-MoE significantly outperforms structured pruning, heuristic clustering, and random-split baselines, retaining 90% of the original dense model's performance while reducing active parameters by 50%.
Udbhav Bamba, Arnav Chavan, Aryamaan Thakur +2