Chunking Methods on Retrieval-Augmented Generation - Effectiveness Evaluation Against Computational Cost and Limitations
Authors: Mateusz Śmigielski, Michał Rajkowski, Mateusz Zbrocki, Michał Bernacki-Janson, Karol Kunicki, Julianna Godziszewska, Maciej Piasecki, Konrad Wojtasik
Organizations: Department of Artificial Intelligence, Faculty of Information and Communication Technology, Wrocław University of Science and Technology, Wrocław 50-370, Poland
Abstract
Retrieval-Augmented Generation (RAG) has demonstrated significant capabilities in enhancing the performance of Large Language Models (LLMs). One of the key tasks in RAG systems is the chunking process. Traditionally, fixed-size chunking and semantic chunking have been the standard approaches. However, interest in chunking strategies has been increasing, leading to a growing number of proposed methods that often claim improved performance over these conventional techniques. Many of these approaches are tailored to specific use cases and data types, with limited evidence of their effectiveness across diverse scenarios. As a result, it remains challenging to directly compare different techniques and assess their relative strengths. To the best of our knowledge, this study is the first to systematically evaluate the effectiveness of a wide range of chunking methods and emphasize the underlying challenges of chunking strategies in RAG systems. While chunking is commonly treated as a simple preprocessing step, we show that it introduces a range of impactful and often overlooked issues.
Retrieval-Augmented Generation (RAG) systems use the question-answering capabilities of Large Language Models (LLMs) to access information outside their parameters. We evaluate if cluster-based semantic chunking improves retrieval and answer quality compared to fixed-size and recursive chunking evaluating on long, structured academic theses using the Retrieval Augmented Generation Assessment (RAGAs) framework. RAGAs based faithfulness shows limited reliability in this setup. Performance on fixed versus document specific questions varied substantially, likely related to the formatting of documents and preprocessing. Under the tested configuration, cluster-based chunking did not outperform simpler strategies.
Valentin J. J. Kreileder, Johannes Reisinger, Andreas Fischer
Standard Retrieval-Augmented Generation (RAG) chunking methods often create excessive redundancy, increasing storage costs and slowing retrieval. This study explores chunk filtering strategies, such as semantic, topic-based, and named-entity-based methods in order to reduce the indexed corpus while preserving retrieval quality. Experiments are conducted on multiple corpora. Retrieval performance is evaluated using a token-based framework based on precision, recall, and intersection-over-union metrics. Results indicate that entity-based filtering can reduce vector index size by approximately 25% to 36% while maintaining high retrieval quality close to the baseline. These findings suggest that redundancy introduced during chunking can be effectively reduced through lightweight filtering, improving the efficiency of retrieval-oriented components in RAG pipelines.
Retrieval-Augmented Generation (RAG) systems depend critically on document chunking quality for retrieving relevant context. Fixed chunking segments documents into uniform units irrespective of semantics or user intent, producing a precision-recall trade-off unresolvable by tuning chunk size alone. Semantic and agentic methods partially address these limitations but do not integrate user queries at the chunking stage. We present Query-Adaptive Semantic Chunking (QASC), which dynamically constructs chunks by integrating queries into segmentation through three mechanisms: cosine similarity scoring between sentence and query embeddings to identify seed sentences, contextual window expansion around seeds to preserve coherence, and chunk-level score aggregation to ensure holistic relevance. We evaluate QASC on 100 technical documents across 200 queries spanning four types, comparing against fixed chunking at five granularities, recursive splitting, semantic chunking, and agentic chunking. QASC achieves an F1-score of 0.85, a relative improvement of 18-27% over fixed chunking and 8-12% over semantic and agentic alternatives. Ablation studies confirm each component contributes meaningfully. Human evaluation by three annotators (Cohen kappa = 0.82) corroborates that QASC produces more relevant and coherent chunks than existing methods.