cs.LGJun 1, 2026

A Note on Stability for Orthogonalized Matrix Momentum with Client Sampling

Authors: Da Chang, Qiankun Shi, Lvgang Zhang, Yu Li, Ruijie Zhang

Organizations: University of Chinese Academy of Sciences · Sun Yat-sen University · Southern University of Science and Technology · George Washington University

Abstract

We study finite-sample generalization for a client-sampled distributed optimization scheme with matrix-valued parameters and orthogonalized momentum updates. The central quantity is the gap between the population and empirical objectives at the returned model when only a subset of clients participates in each round. Under independent heterogeneous client data, unequal local sample counts, and fixed aggregation weights, we derive a finite-round upper-tail guarantee from a coupled-neighbor stability recursion and a weighted concentration step. The bound keeps the client-selection counts through the amplification factor Yi(C)Y_i(\mathcal C); in the uniform full-participation full-batch regime, it yields O~(n−1+n−1/2)\widetilde{\mathcal O}(n^{-1}+n^{-1/2}) scaling whenever the horizon-dependent amplification terms are controlled. The matrix-orthogonalization rule is required to be Lipschitz along paired trajectories, a condition satisfied by regularized polar-type maps and normalized finite-step Newton--Schulz orthogonalizers. For the unregularized matrix sign, the same argument requires coupled spectral separation, whereas Gaussian smoothing gives a finite-round smoothed variant. A one-dimensional counterexample shows why a gap, smoothing, or regularity condition is necessary.

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