PC Layer: Polynomial Weight Preconditioning for Improving LLM Pre-Training
Authors: Senmiao Wang, Tiantian Fang, Haoran Zhang, Yushun Zhang, Kunxiang Zhao, Alex Schwing, Ruoyu Sun
Organizations: The Chinese University of Hong Kong, Shenzhen, China · Google LLC, Mountain View, CA, United States · Shenzhen International Center for Industrial and Applied Mathematics, Shenzhen2026 Research Institute of Big Data · University of Illinois at Urbana-Champaign, Urbana, IL, United States
We propose a preconditioning (PC) layer, a weight parameterization via polynomial preconditioner that ensures stable weight conditioning throughout LLM training. The PC module reshapes the singular-value spectrum of weight matrices via low-degree polynomial preconditioning. After training, the preconditioned weights can be merged back into the original architecture, incurring no inference overhead. We demonstrate the advantage of the proposed PC layer over standard transformers in Llama-1B pre-training, for both the AdamW and Muon optimizers. Theoretically, we justify this spectrum-control principle by proving that uniformly bounding each layer's singular values ensures geometric convergence of gradient descent to global minima, for certain deep linear networks. Our code is available at https://github.com/Empath-aln/PC-layer.
Both full fine-tuning (Full FT) and parameter-efficient fine-tuning methods such as LoRA introduce weight updates without accounting for the spectral structure established during pretraining. As a result, noisy gradients from limited fine-tuning data can perturb robust pretrained features. We identify spectral preconditioning as the missing ingredient: reparameterizing each weight matrix through its full-rank singular value decomposition (SVD) and freezing one singular basis constrains updates to the pretrained column space, yielding a preconditioned optimization scheme that outperforms unconstrained Full FT at the same trainable parameter count. Building on this insight, we propose FuRA (Full-Rank Adaptation), an efficient full-rank adaptation framework based on a block tensor-train factorization W = LSR, where the large core L is fixed to the pretrained block-wise SVD basis, while only the compact core R and the block-wise singular values S are optimized. This design simultaneously provides full-rank spectral preconditioning, preserves full-rank update expressivity, and achieves parameter, memory, and step-time efficiency comparable to LoRA. FuRA consistently outperforms Full FT across multiple settings, including LLM fine-tuning (+1.37 on LLaMA-3-8B commonsense reasoning), LLM reinforcement learning for mathematical reasoning, and visual instruction tuning for VLMs. Furthermore, the 4-bit quantized variant, QFuRA, also surpasses QLoRA. Code is available at https://github.com/olokevin/FuRA-NIPS
We introduce Pion, a spectrum-preserving optimizer for large language model (LLM) training based on orthogonal equivalence transformation. Unlike additive optimizers such as Adam and Muon, Pion updates each weight matrix through left and right orthogonal transformations, preserving its singular values throughout training. This yields an optimization mechanism that modulates the geometry of weight matrices while keeping their spectral norm fixed. We derive the Pion update rule, systematically examine its design choices, and analyze its convergence behavior along with several key properties. Empirical results show that Pion offers a stable and competitive alternative to standard optimizers for both LLM pretraining and finetuning.
One-shot pruning methods like Wanda and SparseGPT apply the same sparsity ratio to every layer of a transformer, ignoring known variation in layer importance. We propose PALS (Percentile-Aware Layerwise Sparsity), which adjusts per-layer sparsity based on the 99th percentile of activation magnitudes, bounded to ±5% around the target ratio. On LLaMA-2-7B at 50% sparsity, PALS achieves 10.96 WikiText-2 perplexity versus 12.92 for uniform Wanda (mean over 9 runs, p<0.001). The benefit is architecture-dependent: LLaMA-3-8B shows marginal gains and Mistral-7B shows none. We also find that gradient-based allocation -- the seemingly more principled approach -- produces results worse than random, suggesting that gradient magnitude does not predict the impact of discrete weight removal. PALS adds negligible cost to the pruning pipeline and requires no fine-tuning.