Abstract
We propose a unified mathematical framework for a geometric understanding of concept learning and neuron interpretation in sparse autoencoders (SAEs). While SAEs improve interpretability of neural networks by learning sparse feature representations, a principled definition of ''concept'' and ''learning'' remains unclear. We formalize concepts as sets of data points and cast concept learning as a set-alignment problem between human-defined and model-induced concepts. This formulation distinguishes three increasingly strong notions of learning -- detection, separation, and approximation -- and yields geometric conditions, error bounds, and capacity constraints for when concepts can be represented by individual neurons or multi-neuron units. It also provides a set-theoretic account for common SAE phenomena, including feature splitting, feature absorption, feature families, and hierarchical concepts. Finally, we connect concept learning and neuron interpretation through formal concept analysis, showing that the two directions need not agree and that their many-to-many structure can be organized by concept lattices. Experiments on synthetic data with ReLU and Top-K SAEs illustrate the theory and reveal the effects of SAE size and sparsity on concept learning.
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Apr 30, 2026cs.LG
Sparse autoencoders (SAEs) are widely used to extract interpretable features from neural network representations, often under the implicit assumption that concepts correspond to independent linear directions. However, a growing body of evidence suggests that many concepts are instead organized along low-dimensional manifolds encoding continuous geometric relationships. This raises three basic questions: what does it mean for an SAE to capture a manifold, when do existing SAE architectures do so, and how? We develop a theoretical framework that answers these questions and show that SAEs can capture manifolds in two fundamentally different ways: globally, by allocating a compact group of atoms whose linear span contains the entire manifold, or locally, by distributing it across features that each selectively tile a restricted region of the underlying geometry. Empirically, we find that SAEs suboptimally recover continuous structures, mixing the global subspace and local tiling solutions in a fragmented regime we call dilution. This explains why manifold structure is rarely visible at the level of individual concepts and motivates post-hoc unsupervised discovery methods that search for coherent groups of atoms rather than isolated directions. More broadly, our results suggest that future representation learning methods should treat geometric objects, not just individual directions, as the basic units of interpretability.
Usha Bhalla, Thomas Fel, Can Rager +9
Jun 22, 2026cs.LG
Sparse autoencoders (SAEs) have become an important tool for unsupervised concept discovery in large models. To make the resulting feature spaces more interpretable and manageable, recent approaches have begun imposing hierarchical structure, either explicitly or as an implicit effect of training constraints, yet rigorous comparison remains difficult. There are no agreed-upon requirements for what a meaningful feature hierarchy should satisfy, and evaluation has largely relied on qualitative illustrations with fragmented quantitative protocols. To address this, we derive a set of key requirements for generalization/specialization hierarchies in unsupervised concept discovery, drawing on semantic net and taxonomy research alongside recent SAE work, and use them to derive a concrete evaluation protocol. Applying this protocol to current SAE approaches trained on visual data, we find that while feature spaces generally provide a basis for sensible hierarchies, establishing good hierarchical structure remains challenging. In particular, feature absorption, both in its well-known hard form and in a continuous, soft form, systematically compromises hierarchy quality, pointing to a fundamental tension that future approaches will need to navigate.
Nils Grandien, David Steinmann, Felix Friedrich +1
Jun 30, 2025cs.LG
While sparse autoencoders (SAEs) have generated significant excitement, a series of negative results have added to skepticism about their usefulness. Here, we establish a conceptual distinction that reconciles competing narratives surrounding SAEs. We argue that even if SAEs may be less effective for \textit{acting on known concepts}, SAEs are especially powerful tools for \textit{discovering unknown concepts}. This distinction separates existing negative results from positive results, and suggests several classes of SAE applications. Specifically, we outline use cases for SAEs in (i) ML interpretability, explainability, fairness, auditing, and safety, and (ii) social and health sciences.
Kenny Peng, Rajiv Movva, Jon Kleinberg +2