PCA-Enhanced Adaptive NVAR Framework for High-Resolution Sea Surface Temperature Forecasting in the East Sea

The large-scale oceanic and atmospheric forecasts provided by global climate models typically lack sufficient resolution to accurately capture the response of the coastal ocean to atmospheric forcing and coastal circulation that drive fine-scale SST variability. Dynamical downscaling is computationally prohibitive, when applied to extensive coastlines, predictive ensembles, or long time periods. Therefore, this work presents a statistical downscaling of sea surface temperature (SST) from the seasonal coupled ocean-atmosphere forecast system (ACCESS-S2) using machine learning techniques. This study proposes a novel deep learning framework that uses a U-Net to generate an initial high-resolution SST estimate, which is subsequently refined using a residual corrective approach. The target SST fields are derived from the Regional Ocean Modeling System (ROMS). This two step approach called Residual Corrective Neural Network (RCNN) progressively refines initial U-Net predictions by incorporating dynamically scaled residuals at each step, enabling accurate capture of broad patterns and fine-grained features such as eddies and fronts. We also introduce a custom loss-assisted RCNN variant to improve performance during extreme events, which may be absent from training data due to climate-driven shifts in SST extremes. The framework efficiently downscales SST along the west coast of Australia. A 2011 marine heatwave case study shows that the RCNN improves ACCESS-S2 SST predictions by increasing horizontal resolution from 25 km to 2 km, enabling identification of fine-scale anomalies unresolved in the ACCESS-S2 dataset. This balance between computational efficiency and accuracy supports applications in coastal impact assessment and marine ecosystem studies.

The reconstruction of ocean subsurface temperature (OST) using satellite remote sensing data holds significant scientific value for advancing the understanding of ocean dynamics and climate variability. However, the scarcity of subsurface observations, combined with the high degree of nonlinearity and spatiotemporal heterogeneity in subsurface processes, poses substantial challenges to the accuracy and generalization capability of traditional reconstruction methods. To address these limitations, this study proposes an adaptive framework that could capture both vertical structural dependencies and temporal variation patterns of OST via spatio-temporal clustering. By incorporating this framework with various deep learning models, e.g., dual-path convolutional neural networks (DP-CNN), Attention U-Net, and Vision Transformer (ViT), the OST field can be accurately reconstructed at a global scale only using surface observations, i.e., sea surface temperature (SST), sea surface salinity (SSS), sea surface height (SSH), and sea surface wind (SSW). Experimental results demonstrate that multiple deep learning methods using the proposed framework largely outperform their original counterparts, yielding improvements in RMSE ranging from 12.4% to 27.2%. This study provides a reliable solution for subsurface temperature reconstruction, offering important implications for meteorological modeling and climate change assessment.

Subseasonal-to-seasonal (S2S) forecasting is societally critical, supporting decision-making in sectors ranging from water and agricultural management to disaster risk reduction, energy planning, and insurance. Achieving reliable predictions at these timescales requires representing the ocean and its dynamics, but traditional physics-based Ocean General Circulation Models (OGCMs), are computationally expensive and difficult to develop and improve because of the code complexity. In this work, we propose Neptune, an end-to-end data-driven framework for global ocean and sea-ice components emulation tailored for S2S timescales, up to 60 days. Neptune combines Convolutional Neural Networks (CNNs) and Spherical Fourier Neural Operators (SFNOs) to effectively capture local features and global cross-scale interactions, thereby obtaining a coherent representation of the ocean state. Forced by prescribed daily atmospheric fields, Neptune emulates ocean state variables, from temperature and salinity, to zonal and meridional currents, from sea surface height to sea ice thickness and concentration, with daily outputs at the ocean surface and through the water column. Specifically, we propose two variants of Neptune, Neptune-1 and Neptune-025, capable of emulating the ocean state at 1° and 0.25° resolution, respectively. Evaluated against a suite of metrics, including statistics (RMSE, CRPS and ACC), physical coherency (Ocean Heat Content, Eddy Kinetic Energy and Ice Brier Score) and climate indices (ENSO and Z20 metric, IOD), Neptune successfully reproduces the spatio-temporal evolution of the oceanic fields up to 60 days, and is stable over long timescales. Neptune provides compelling evidence that end-to-end data-driven ocean emulators can become a powerful component of next-generation S2S forecasting systems, emulating ocean state at high spatio-temporal resolution.