cs.LGJun 16, 2026

Functional Equivalence in Attention: A Comprehensive Study with Applications to Linear Mode Connectivity

Authors: Viet-Hoang TranVinh Khanh BuiVan-Hoan TrinhTan Lai NgocTan M. Nguyen

Organizations: National University of Singapore · Center for AI Research, VinUniversity · Technical University of Munich · Independent Researcher

Abstract

Neural network parameter spaces are inherently non-injective, as distinct parameter configurations can realize identical functions through functional equivalence. While this symmetry is well understood in classical fully connected and convolutional models, it becomes substantially more intricate in modern attention-based architectures. Existing analyses of multihead attention have largely focused on the vanilla formulation, overlooking positional encodings that fundamentally reshape architectural symmetries. In this work, we provide a formal study of functional equivalence in Transformers with positional encodings. Focusing on the two most widely used variants--sinusoidal and rotary positional encodings (RoPE)--we show that sinusoidal encodings preserve the equivalence structure of vanilla attention, whereas rotary encodings significantly reduce the symmetry group, thereby enhancing expressivity. This offers a principled explanation for the growing prominence of RoPE in practice. We further examine how positional encodings affect linear mode connectivity, and through an alignment algorithm, empirically demonstrate that the presence and variability of connectivity across Transformer settings crucially depend on the positional encoding.

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Standard positional encodings for transformers - sinusoidal and rotary (RoPE) - treat every position as equally local: they encode where a token is, but not how far its positional influence should extend. We propose that the Morlet wavelet, which simultaneously minimises uncertainty in position and frequency, is the natural basis for positional encoding, and introduce Morlet Positional Encoding (MoPE): each embedding dimension learns its own frequency and locality bandwidth from data. The main theoretical result is a unification: sinusoidal PE and the RoPE correlation kernel both emerge as limiting cases of MoPE when locality is switched off (sigma_i -> infinity). The phase of MoPE recovers the RoPE rotation angle exactly; the amplitude adds a learned Gaussian locality kernel that standard encodings lack. Empirically, MoPE combined with Energy-Gated Attention achieves +0.119 improvement over standard attention on TinyShakespeare, outperforming either component alone. Analysis of the learned parameters reveals that all 128 frequency-bandwidth pairs converge to the wavelet admissibility boundary - an empirical observation consistent with a companion result on energy gating, suggesting a reproducible property of character-level language signals that warrants further investigation.
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AdaRoPE: Not All Attention Heads Should Rotate and Scale Equally

Rotary Position Embedding (RoPE) is widely adopted in Transformers to encode positional information, yet standard implementations enforce a uniform frequency schedule and scaling across all attention heads. Using simplified retrieval tasks and length generalization scenarios, we show -- both empirically and theoretically -- that heads with different functional roles require distinct frequency ranges and attention scaling factors to operate effectively. Ignoring this structure leads to suboptimal utilization of embedding dimensions and degraded performance, particularly under long-context settings. To address these limitations, we propose AdaRoPE, which equips each attention head with learnable rotation frequencies and attention scaling factors. Pretrained LLMs with AdaRoPE consistently outperform existing RoPE variants, including partial RoPE and NoPE baselines. For context extension, we further show that uniform frequency and attention scaling, used in methods such as YaRN, are suboptimal. By applying head-specific scaling, AdaRoPE enables better context extension while better preserving short-context performance in both the extrapolation setting and the long-context continued pretraining setting. These results highlight the importance of optimizing rotary position embedding at the level of individual attention heads.
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Fingerprint, Not Blueprint: How Positional Schemes Set the Default Spectral Algebra of Attention

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