cs.AIJun 25, 2026

Generative Retrieval via Diffusion Transformer with Metric-Ordered Sequence Training and Hybrid-Policy Preference Optimization

Authors: Chenghao LiuYu ZhangZhongtao JiangKun XuZhenwei AnRenzhi WangZhao WangJiachen Zhang+3 more

Organizations: Peking University

Abstract

Embedding-based retrieval ranks items by their similarity to a query in a shared vector space and usually aims to return the highest-scoring items. In many production settings this is not what is wanted: given a seed set that expresses a fine-grained pattern, one needs more items that both satisfy a target attribute and stay within that pattern. We formalize this as pattern-preserving attribute retrieval. The two goals pull against each other: averaging the seeds preserves the pattern but stays in a low-attribute region, while global attribute retrieval drifts to unrelated patterns. We approach the task with continuous generative retrieval, where a model reads a sequence of item embeddings and generates query embeddings for nearest-neighbor search. We propose MO-DiT+HPPO, a staged framework with raw-sequence pretraining, multi-domain metric-ordered continuation pretraining, tail-centroid fine-tuning, and HPPO. Metric-ordered training turns sparse online retrieval labels into in-pattern trajectories ordered from low to high predicted attribute density, teaching one model the metric-improvement direction across domains. HPPO aligns the generated query distribution with the true online objective by labeling a hybrid candidate pool with the online intersection metric and applying reference-anchored preference optimization. A Pareto pair filter keeps only winner pairs that do not lower same-pattern purity, raising the attribute metric without sacrificing the pattern. Across four attribute domains under item- and pattern-holdout protocols, metric-ordered DiT improves the intersection metric over a pretrained generative retriever, and HPPO improves it further, with significant gains on seven of eight domain-split cells and a marginal tie on the hardest split. Metric-predictor validation, order ablations, CPT/SFT comparisons, and a candidate-policy ablation show where the gains come from.

Explore similar work

Aug 31, 2026cs.IR

Preference Shapes Relevance: Cross-component Hierarchical Semantic Alignment for Personalized Generative Retrieval

Generative Retrieval (GR) has emerged as a promising paradigm by mapping queries directly to Semantic IDs (SIDs) with powerful representation capabilities for candidate items. However, existing SIDs derived solely from item content create a semantic gap, failing to align dynamic query intents with static item representations. Furthermore, current generative paradigms rarely model user behavior sequences and are always bottlenecked by the high inference latency of beam-search autoregressive decoding. To address these challenges, we propose C\textbf{C}ross-component H\textbf{H}ierarchical semantic A\textbf{A}lignment for P\textbf{P}ersonalized generative retrieval (CHAP\textbf{CHAP}), a novel personalized GR framework from a hierarchical perspective. First, we design a Hierarchical Semantic Alignment module to align query's latent space with item's quantization path and synchronize multi-granular semantics. Second, we construct a personalized GR framework that models user behavior by synergizing discrete SIDs for structural guidance and continuous representations for fine-grained semantic refinement. Notably, we introduce a Residual Cascading Generation mechanism to restrict the costly multi-step Transformer Decoder to a single-pass inference, boosting inference throughput while mitigating information loss. Extensive experiments on three public datasets, one proprietary industrial dataset, and online A/B tests demonstrate CHAP's superiority, validating the effectiveness and practical value of our approach. The code is publicly available at https://github.com/zzzgm/CHAP.
Gaoming Zhang, Angqing Jiang, Jianchun Song +4
Sep 1, 2026cs.IR

It Takes Two to Match: Co-Evolving Generative Retriever with Reinforcement Learning

Retrieval is the first stage of modern search and advertising systems, selecting a candidate set from a large item universe for downstream ranking and auction. Recent work increasingly leverages LLMs to improve retrieval through query expansion, data synthesis, and retrieval-feedback training. However, the generative component is typically used for query-side augmentation, while final matching is still delegated to a downstream retriever. We introduce CoGR, a retrieval framework that instead trains LLMs to directly construct retrieval representations on both query and item sides. Each generator produces a compact set of keywords, which are matched directly through an inverted index, preserving compatibility with existing keyword-based retrieval infrastructure. CoGR uses a two-stage training pipeline. Supervised fine-tuning first establishes an aligned keyword space, after which co-evolving reinforcement learning alternately optimizes the query- and item-side generators with GRPO against the opposite side's frozen index. Both sides optimize the same query-to-item retrieval F1F_1 objective: the query side receives retrieval F1F_1 directly, while the item side receives a counterfactual marginal reward measuring the change in query-side F1F_1 caused by its generated keywords. Across 10 representative sparse, dense, and generative baselines, CoGR achieves the best performance on both an internal APP Marketplace dataset and the public WANDS benchmark, improving F1F_1 over the strongest baseline by 10.9%10.9\% and 36.1%36.1\%, respectively. Further analysis shows stable co-evolution and increasingly aligned query--item keyword spaces over training.
Runpeng Dai, Kaili Huang, Changsung Kang +1
Aug 13, 2026cs.CL

GEM: A Generative Embedding Model Bridging Reasoning and Retrieval

Modern LLMs excel at reasoning and instruction following, enabling users to express complex and diverse information needs. However, conventional retrievers largely rely on surface-level matching between queries and documents, resulting in a growing gap between how users express their needs and how retrievers interpret them. In this paper, we present GEM, a generative embedding model that augments retrieval through its own knowledge by explicitly reasoning about user intent and relevance criteria. GEM unifies generation and embedding within a single model: it first reasons over the query, then appends an embedding token to encode the enriched context for retrieval. \zhili{Evaluated on reasoning-intensive and instruction-following retrieval tasks, GEM demonstrates the effectiveness of its reasoning-augmented retrieval, outperforming its non-reasoning variant and matching baselines using substantially larger models.} Furthermore, GEM's generative nature allows test-time compute scaling via prompting to further enhance retrieval performance. Our code is available at: https://anonymous.4open.science/r/GEM.
Zhili Shen, Craig Macdonald