The common factor analytic model is related to Helmholtz and Boltzmann machines, can be conceived as a linear autoencoder, or can be thought of as a single-hidden-layer generative neural network. We thus consider it a basal generative representation learner that can be used as a minimal model for studying the foundational characteristics of (deep) generative model architectures. We focus on the fundamental problem of indeterminacy in latent factor projections. This indeterminacy implies that, even when the intrinsic dimension of the latent vector is known, regularity conditions are met, and rotational indeterminacy is resolved, an inherent indefiniteness in the retrieval of causative latent sources remains: they will be uncertain, distributionally deviant, and non-unique. This can have major implications for data representation but remains an elusive issue, even to practitioners and theorists well-versed in the factor model. Moreover, this classic psychometric problem is intricately related to the modern issue of latent variable collapse in the variational autoencoder framework for deep generative modeling. Here, we assess this indeterminacy from various perspectives and show how these are mathematically and conceptually related and we discuss subsequent implications for the Psychometrics, Statistics, and Artificial Intelligence communities. We show that one has latent factor determinacy across all its facets when the feature-dimension grows to infinity. This feeds into an essentially distribution-free estimation approach in the sample case when the number of features grows very large. We conclude, as these are emergent properties at scale, that the factor model is suited for representation learning of very-high-dimensional data.
This paper explores unsupervised disentangled representation learning from a functional perspective. We define latent concepts as factors that influence observations through locally orthogonal directions, formalized as an orthogonality constraint on the Jacobian of the generative mapping. We prove that this condition yields identifiability of general nonlinear generative models, without requiring statistical independence or causal assumptions, provided the latent domain admits all combinations of factor values. Experiments with orthogonality-regularized normalizing flows empirically confirm the theory, demonstrate reliable recovery of ground-truth factors, and shed light on the success of VAEs. These findings challenge the prevailing impossibility claims for unsupervised disentanglement and provide a principled alternative foundation.
Mathieu Cyrille Simon, Pascal Frossard, Christophe De Vleeschouwer
There is a gap between the theoretical foundations of disentanglement and the practice of modern representation learning. Existing theoretical frameworks, particularly Independent Component Analysis (ICA) and its nonlinear variants, assume a generative model with statistically independent latent variables underlying the data so that disentanglement amounts to identifying the latents that could have generated the data. This generative framework is interpretable and theoretically justified, but its strong assumptions make it difficult to apply to modern representation learning. Modern pretrained encoders often learn features that exhibit disentangled properties without making generative assumptions, yet there is no general theory for interpreting these features as independent factors of variation. We take a step toward such a theory by introducing Riemannian ICA (RICA), which replaces ICA's global generative model with local geometric structure. RICA is founded on the observation that in ICA, the factors of variation underlying a data point can be understood through radial curves emanating from the point that map to axis-aligned lines in the latent space. We formalize this perspective using Riemannian geometry and introduce our theory in a way that is consistent with the existing generative approach. Our main contribution is the disentanglement tensor, which encodes a second-order notion of disentanglement that we call pointwise disentanglement. This tensor depends on the Hessian of the data log likelihood as well as the Ricci curvature induced by the model. In a controlled source recovery setting with known ground-truth sources, RICA recovers sources across several manifolds, while the success of ICA baselines depends on the coordinates used to represent the observations. Our work provides a theoretical basis for studying local disentanglement without assuming a global generative model.
High-dimensional and incomplete (HDI) data are prevalent in many real-world big data scenarios. Latent factor models serve as a common representation learning approach, capable of uncovering informative latent factors from such data. Nevertheless, most existing latent factor models rely solely on gradient descent for optimization, which may lead to insufficient and biased representations, particularly when dealing with heterogeneous HDI data. Thus, this study proposes an Ensembled Latent Factor Model via Differential Evolution and Gradient Descent Optimization (ELFM-DEGDO) with two-fold designed: 1) two diverse latent factor models are independently modeled via differential evolution and gradient descent optimization, respectively, and 2) the two diverse latent factor models are combined via a customized self-adaptive weighting mechanism to effectively fuse their strengths. By leveraging the complementary advantages of both optimization paradigms, ELFM-DEGDO is able to produce more comprehensive and less biased representations for HDI data. Three HDI datasets are tested to show that ELFM-DEGDO consistently performs better than related several latent factor models.