Behind the Refusal: Determining Guardrail Activation via Behavioral Monitoring
Authors: William Hackett, Peter Garraghan
Organizations: Mindgard · Lancaster University
Abstract
As Large Language Models (LLMs) and agentic systems become integrated into real-world applications, ensuring their safety and security is critical. Guardrail systems that detect and block malicious instructions sent to and from an LLM are an essential component of AI security. However, researchers conducting black-box adversarial emulation against production AI systems often struggle to determine whether a guardrail block or an LLM rejection has occurred. This distinction is important because the techniques used to bypass guardrails can differ substantially from those used to bypass LLM safety alignment, and has a material impact on attack technique selection and optimization. We propose the first black-box guardrail reconnaissance methodology, which detects the presence of a guardrail within a target AI system through behavioral monitoring of HTTP, lexical, and timing signals, assuming only black-box access and zero prior knowledge of the guardrail or AI system. Experiments demonstrate that our approach detects guardrail presence with 100% accuracy, with statistically significant behavioral separation between benign and malicious interactions (q < 0.001). Our approach further identifies the content categories a guardrail is designed to block, and distinguishes guardrail blocks from LLM rejection on unseen prompts with an average F1 score of 98%.
Large language models (LLMs) are increasingly deployed in domains requiring guardrails to detect unsafe, off-topic, or adversarial prompts. Existing guardrails predominantly rely on fine-tuning to build classifiers, which often suffer from low generalization and high inference latency. We present kNNGuard, a training-free guardrail that utilizes the activation space of an off-the-shelf LLM. Given a small bank of 50 safe and unsafe prompts, kNNGuard extracts hidden activations and performs multi-layer kNN fusing activation-space and embedding-space scores for classification. Across six domains spanning topical and security prompts, kNNGuard achieves competitive or superior F1 compared to fine-tuned state-of-the-art guardrails while running 2.7x faster than the best comparable guardrail, and 10x faster than a fine-tuned safety classifier without gradient updates or fine-tuning. Domain adaptation requires only updating the labeled bank, which can be constructed in under 10 seconds and several orders of magnitude faster than established guardrails. We also analyze the impact of system prompts, layer selection, and integration into production LLM pipelines as a configurable, low-latency guardrail.
Mahmoud Abdelfattah, Hamid Nasiri, Peter Garraghan
This report presents a comparative evaluation of DKnownAI Guard in AI agent security scenarios, benchmarked against three competing products: AWS Bedrock Guardrails, Azure Content Safety, and Lakera Guard. Using human annotation as the ground truth, we assess each guardrail's ability to detect two categories of risks: threats to the agent itself (e.g., instruction override, indirect injection, tool abuse) and requests intended to elicit harmful content (e.g., hate speech, pornography, violence). Evaluation results demonstrate that DKnownAI Guard achieves the highest recall rate at 96.5% and ranks first in true negative rate (TNR) at 90.4%, delivering the best overall performance among all evaluated guardrails.
Large language model (LLM) safety classifiers such as Llama Guard are effective at detecting overtly harmful prompts but remain vulnerable to adversarial jailbreak attacks that disguise malicious intent through role-play scenarios, fictional framing, and indirect requests. We present Reflect-Guard, a method that augments LLM-based safety classifiers with chain-of-thought self-reflection capabilities through parameter-efficient fine-tuning. Our approach distills analytical reasoning from GPT-4o-mini into structured reflection annotations, then trains Llama-Guard-3-8B via QLoRA to generate logical self-reflections before issuing safety verdicts. Using only 1000 training examples and updating just 0.5% of model parameters (~42M), Reflect-Guard achieves substantial improvements on two challenging benchmarks. On WildGuardTest, F1 score improves from 0.770 to 0.842 (+7.2 pp), with recall on adversarial prompts increasing from 0.513 to 0.921 (+40.8 pp). On JailbreakBench, the attack success rate drops from 10.3% to 1.8%, representing an 82.5% relative reduction. These gains are especially pronounced on adversarial inputs, where the explicit reasoning step enables the model to see through obfuscation techniques that defeat standard pattern-matching approaches. Our results demonstrate that teaching safety classifiers to reason about adversarial intent, rather than simply classify surface patterns, is a promising direction for robust LLM safety.