Lightweight ML-Based Automatic Sleep Staging Framework with Constrained CNN and Mamba for Small-Sample EEG Datasets

Automatic sleep staging is a critical role in sleep disorder diagnosis, sleep quality assessment, and long-term health monitoring; however, existing approaches suffer poor performance on ambiguous and transition-related sleep stages, caused by inadequate modeling of fine-grained intra-epoch structures and complex cross-region spectral dependencies. Traditional epoch-level encoders commonly fail to extract subtle temporal microstructures and intra-epoch cross-region interactions, resulting in unsatisfactory recognition accuracy for hard categories such as the N1 stage. To tackle these drawbacks, we propose SwinSleepNet, a hierarchical context-aware dual-stream framework that separately optimizes intra-epoch representation learning and inter-epoch contextual modeling. Concretely, we characterize each sleep epoch from two complementary perspectives: raw time-domain EEG signal and its time-frequency transformation. The time-domain branch adopts convolutional encoders to capture fine waveform temporal details, and the time-frequency branch uses Swin Transformer to extract local spectro-temporal features, hierarchical multi-scale information and long-range spatial dependencies. The multi-branch extracted features are fused into integrated embeddings, which are optimized by a bidirectional context module to capture cross-epoch temporal dependencies for final sleep stage classification. Comprehensive experiments on Sleep-EDF-20, Sleep-EDF-78 and SHHS datasets verify that our method achieves competitive overall performance, and exhibits stronger robustness and stability on difficult N1 stages and transitional epochs. The results prove that optimized intra-epoch representation learning based on hierarchical architecture greatly benefits automatic sleep staging tasks.

Sleep staging remains challenging due to long-range temporal dependencies, ambiguous stage transitions-particularly in N1-and substantial distribution shifts across subjects, sampling rates, and EEG montages. These difficulties are further amplified in single-channel, low-latency scenarios required by wearable and real-world applications. To address these issues, we propose LGFNet, a CTC-guided sequence-to-sequence framework for robust sleep staging. LGFNet introduces a Local-Global Fusion encoder that jointly models fine-grained temporal dynamics and long-range sleep structure, overcoming the limitations of conventional serial hybrid architectures. A CTC-Attention joint training paradigm is adopted to unify temporal alignment with context-dependent modeling, enabling more accurate recognition of stage boundaries and transitions. Furthermore, a three-stage decoding strategy is devised, leveraging CTC-guided decoding and Viterbi-based smoothing to reduce error accumulation and enforce physiological consistency. Extensive cross-dataset evaluations on five public benchmarks demonstrate that LGFNet consistently outperforms state-of-the-art single-channel methods. In particular, on Sleep-EDF-78, LGFNet surpasses DMIN by +1.27% accuracy, +1.74% macro-F1, and +1.93% kappa, with pronounced gains on N1 and transition segments, highlighting its robustness and strong generalization across diverse sampling rates, montages, and recording environments.

Accurate classification of sleep stages is crucial for diagnosing sleep disorders and automating this process can significantly enhance clinical assessments. This study aims to explore the use of a self-supervised model (more specifically, an adapted version of mulEEG) combined with a Linear SVM classifier to improve sleep stage classification. \textbf{Methods:} The mulEEG model, which learns electroencephalogram signal representations in a self-supervised manner, was simplified here by replacing ResNet-50 with 1D-convolutions used as time series encoder by a ResNet-18 backbone. Two other adaptations were conducted: the first one evaluated different configurations of the model and data volume for training, while the second tested the effectiveness of time series features, spectrogram features, and their concatenation as inputs to a Linear SVM classifier. \textbf{Results:} The results showed that reducing the volume of data offered a better cost-benefit ratio compared to simplifying the model. Using the concatenated features with ResNet-18 also outperformed the linear evaluations of the original mulEEG model, achieving higher classification performance. \textbf{Conclusions:} Simplifying the mulEEG model to extract features and pairing it with a robust classifier leads to more efficient and accurate sleep stage classification. This approach holds promise for improving clinical sleep assessments and can be extended to other biological signal classification tasks.