Abstract
The NIS-2 Directive increases the need for continuous, auditable compliance evidence and motivates a shift from document-based compliance toward machine-readable compliance artifacts. The Open Security Controls Assessment Language (OSCAL) is a standard for this purpose, which the German Federal Office for Information Security (BSI) is adapting with Grundschutz++. However, companies are still managing extensive legacy IT security concepts (IT-SCs), and migrating them without verification could transfer outdated assets into the new format. While existing research primarily addresses the generation of new concepts, there is a lack of a verification framework that extracts legacy IT-SCs into an auditable intermediate representation, deterministically compares the extracted graph with an independently constructed reference state, and exports schema-valid OSCAL artifacts. This paper introduces the Automated Security Concept Structure Extraction and Reverse Topology-checking (ASSERT) Framework, which addresses this gap by using ontology-based extraction of legacy documents into formal document graphs, a five-class graph difference against a verified reference graph, and the export into schema-valid OSCAL outputs for system description and assessment evidence. Using the BSI's RecPlast dataset, we compare a local open-weight model and a commercial model across three configurations with different levels of reference-ontology exposure. The evaluation shows that ASSERT makes document-infrastructure inconsistencies measurable, but reveals a trade-off between discovering undocumented entities and enforcing a schema.
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Jul 9, 2026cs.CR
In critical infrastructure, operational technology environments often cannot be actively scanned, and yet active system feedback is needed for risk assessment and compliance. This paper presents a non-invasive, MCP-grounded multi-agent pipeline that converts natural-language system descriptions into source-verified knowledge graph and audit-ready artifacts in the NIST OSCAL format for continuous automated compliance management. The architecture decouples LLM-based reasoning from deterministic knowledge retrieval against authoritative threat-intelligence sources, reducing the risk of fabricated vulnerabilities and hallucinated attack paths. In an evidence-based synthetic scenario of a water utility, the pipeline achieves 0.90 CVE recall and perfect D3FEND recall. It generates a schema-valid OSCAL System Security Plan and an OSCAL Security Assessment Report. Nevertheless, the core insight is not that grounding via MCP eliminates errors (e.g., hallucinations) entirely from the pipeline, but that it shifts errors into the first phase of asset extraction from the natural language description. Here, a single incorrectly extracted entity can lead to genuine but irrelevant CVEs in subsequent stages of the pipeline, which consumes time and resources. However, it makes the remaining risk visible, verifiable, and suitable for a time-efficient manual review, since the infrastructure (e.g., version numbers, OS, etc.) is typically known.
Lea Roxanne Muth, Marian Margraf
Jun 24, 2026cs.CR
The NIS-2 Directive mandates robust Risk Management from thousands of small and medium enterprises. To ensure compliance, companies rely on established standards such as the German IT-Grundschutz (IT-GS) of the Federal Office for Information Security. However, IT-GS certification is resource-intensive and requires a high level of manual effort for documentation, validation, and revision, making scalable implementation difficult and expensive. Building upon our previous conceptual framework, this paper presents the technical implementation and empirical evaluation of a Multi-Agent System (MAS) architecture combined with Hybrid Retrieval Augmented Generation (HybridRAG) for the partial automation of IT-GS certification. We introduce two novel technical contributions to the MAS architecture to enforce the compliance rigor. The Hypothesis-Verification Loop in the Structural Analysis (SA) phase that cross-references agent-inferred dependencies against the Knowledge Graph to reduce hallucinations, and a Decoupled Reasoning Pipeline that separates agent-driven semantic extraction from the deterministic protection need inheritance. We utilize the BSI's "RecPlast GmbH" case study as a human expert-generated reference data set for end-to-end evaluation of the architecture and to quantify Precision, Recall, and F1-scores. The performance of the system is investigated across the phases of SA, Protection Needs Assessment (PNA), Modeling, and IT-GS Check. The empirical results reveal noticeable differences throughout the different steps of IT-GS. While the MAS demonstrates high efficacy in semantic tasks (SA and Modeling), significantly reducing manual effort through automated information extraction, quantitative results reveal limitations in logical reasoning phases (PNA and IT-GS Check) as the probabilistic nature of current LLMs struggles to meet the deterministic rigor required by IT-GS.
Lea Roxanne Muth, Marian Margraf
Aug 13, 2026cs.AI
Enterprise security topology design requires translating business intent, regulatory requirements, and risk assumptions into zones, boundary devices, inter-zone paths, and access-control policies. Existing NetOps automation tools mainly operate after this design is fixed, providing limited support for generating structured security topologies from underspecified natural-language requirements. We present TopoIntent, a system that compiles security intent into executable, compliance-checked network topologies. It uses a schema contract to constrain generation, retrieves reference architectures from a curated template library via dense-vector search, and applies staged fusion for intent-template alignment and security completion. The generated topology is checked against CIS Controls v8.1.2 safeguards visible at the topology layer, while unresolved cases are marked for manual review. Structural gaps are repaired through additive schema-preserving edits. The final topology is exported to Mininet scripts with kernel-level iptables ACLs, enabling executable reachability and allow/deny tests. Because no public benchmark exists for this requirement-to-topology task, we construct an evaluation set from reference security architecture diagrams. The retrieval set contains 22 templates and 44 synthetic intents across five scenarios, while the held-out set contains 7 templates and 14 intents from finance and government scenarios excluded from retrieval. On the held-out set, additive repair improves topology-visible CIS satisfaction from 0.78 to 1.00 in fewer than 1.5 rounds on average, and one feedback round raises the post-ACL policy pass rate from 0.78 to 0.88.
Xiaokang Qu, Jianliang Ma, Zao Fan +3