What is a Musical Scale? Regularity and Convention in the Organization of Pitch
Authors: John M McBride
Organizations: Department of Behavioral and Cognitive Biology, University of Vienna, Vienna, Austria · 2Acoustics Research Institute, Austrian Academy of Science, Vienna, Austria
Abstract
Musical scales are near-universal in human music, and most readers will feel they already know what a scale is. On closer inspection, however, the literature lacks a consensus definition: which conditions are necessary and sufficient shifts across disciplines and traditions, and the term turns out to cover several distinct objects. I argue this is less a failure of rigour than a sign that ``scale'' names several related objects: prescriptive abstractions, instrument tunings, statistical regularities in performed pitch, perceptual categories, social conventions. I adopt an empirical definition -- a scale as a statistical regularity in pitch organisation relative to a tonic -- that is portable across traditions and computable from recordings, and situate it alongside the other senses of the term. Even this empirical core is not purely observational, as convention enters in deciding which pitches belong to a scale. And a further step of grouping scales into named categories is a separate convention, which I approach through prototype theory and illustrate with examples from Irish music. Separating these layers provides a basis from which scales can be re-examined empirically and cross-culturally.
Since antiquity, musical scales have been explained by harmony rather than melody. This view relies on the mathematically designed scales of a few traditions, and was never directly tested. Testing it requires cross-cultural data and a method that judges theories by what they get wrong as well as right. We provide both, modelling scale evolution across 1,314 scales from 96 countries. A Melody model explains the near-universal preference for step-sizes of 1-3 semitones, and matches independent data from melodies, singing, and psychoacoustics. Harmony does far less: it explains the music-theoretic scales, but in those measured from performance it adds only a weak bias towards fourths, fifths, and octaves. Harmony's importance has been overstated, likely due to the historical focus on music-theoretic rather than measured scales. Melody is the primary driver of global scale structure; harmonic constraints are less impactful and mainly reflect musicological theory over musical performance.
John M McBride, Steven Brown, Elizabeth Phillips +2
We propose a general approach to enharmonicism within syntactic music theory; that is, we formalize several abstract structures of enharmonicism without any acoustic considerations. The structures of concern to this paper are constructed from diatonics, chromatics, and enharmonics, and we seek to present a general enharmonic theory that builds upon Hook's enharmonic theory published in "Enharmonic Systems: A Theory of Key Signatures, Enharmonic Equivalence and Diatonicism" (2007). We also propose that the two criteria of reflection and maximal evenness can be used to determine whether an arbitrary enharmonic system is musically practical. Moreover, we argue that preferential treatment of the standard enharmonic system (SES) can be motivated from an abstract mathematical perspective divorced from pitch consideration and conventional acoustic constructions of SES.
We present an algorithm for pitch spelling and key estimation. Given an input in MIDI-like format, containing information on note pitches (expressed in semitones relative to the lowest reference note) and bar boundaries, it estimates the appropriate note names, a global Key Signature, and a local scale for each bar. This related information elements are evaluated jointly during two stages of optimisation. During an initial 'modal' stage, a probable scale is proposed for each bar, minimising the number of accidentals to be printed in the printed score with a shortest-path search. Then, during a second stage called 'tonal', these local scales are used to estimate the Key Signature and note names that would result in the best musical notation for the entire piece. We present evaluations conducted on datasets comprising a variety of digital musical scores: jazz lead sheets taken from the Real Book, transcriptions of recordings of jazz soli and bass lines, traditional tunes, as well as classical scores for piano and monophonic instruments. Our procedure was originally designed for use in music transcription, specifically for building digital collections of jazz solos transcribed from audio recordings, for the purposes of music analysis, teaching and the preservation of cultural heritage. This method should also prove useful for other tasks related to the processing of musical notation. Furthermore, to this end, we have defined new distances between various common jazz scales, which may be of some interest to musicological studies.