Passively Safe Convex Guidance for Cislunar Rendezvous and Proximity Operations
Authors: Ian M. Down, Connor Plaks, Matthew Bolliger, Michael Caudill
Organizations: Astrodynamics Engineer, Advanced Space, LLC, 1400 W 122nd Ave, Suite 200, Westminster, CO 80234 · Navigation Engineer, Advanced Space, LLC, 1400 W 122nd Ave, Suite 200, Westminster, CO 80234 · Senior Astrodynamics Engineer, Advanced Space, LLC, 1400 W 122nd Ave, Suite 200, Westminster, CO 80234 · Former Senior Navigation Engineer, Advanced Space, LLC, 1400 W 122nd Ave, Suite 200, Westminster, CO 80234
This paper presents purely convex programs for passively safe impulsive rendezvous and proximity operations in cislunar orbits. Approach, arrival, and abort maneuvers are all designed and validated in the context of maneuver execution error and navigation uncertainty, and formulated for efficient onboard execution in the autonomous scenario. The outlined methods form the baseline onboard guidance routines for NASA's CAPSTONE 02 mission planned to demonstrate autonomous rendezvous and proximity operations capabilities in the southern 9:2 synodic near rectilinear halo orbit. High fidelity closed loop Monte Carlo simulations using the planned relative navigation sensor suite and measurement cadence verify the intended maneuver design performance.
Autonomous spacecraft guidance and control requires a fast solution to non-convex trajectory optimization, which can be accelerated by providing a near-optimal initial guess to an optimization protocol, i.e., warm-starting. A robust warm starting method is especially useful for rendezvous, proximity operations, and docking (RPOD) in cislunar space, where the underlying dynamics become severely nonlinear and chaotic compared to those in Earth orbit, especially at perilune. This paper extends the Autonomous Rendezvous Transformer (ART), a transformer-based warm-start trajectory generation method, to cislunar RPOD scenarios for the first time. To accurately and reliably solve the nonconvex optimal control problems (OCPs) posed by these scenarios, a new and enhanced version of ART, ART-TWIN (Two-Way INference), is introduced. Inspired by forward-backward shooting methods used in other trajectory design applications, ART-TWIN autoregressively generates two arcs, one from the initial state and one from the desired terminal state, that are patched together at the midpoint of the timeseries. When evaluated on a set of simulated rendezvous scenarios that are initialized at perilune, ART-TWIN is demonstrated to substantially accelerate convergence and increase feasibility guarantees when used as a warm-start to sequential convex programming (SCP), compared to convex relaxations and the original ART. These results illustrate the necessity of ART-TWIN's dual-arc generation to enable the viability of and gain benefits from using transformer-based warm-start methods in the most challenging areas of the cislunar dynamical regime.
Autonomous rendezvous and proximity operations (RPO) in adversarial orbital environments require guidance architectures balancing target pursuit, safety preservation, and real-time adaptability under dynamically evolving interaction conditions. Although learning-based approaches show promise, their application to safety-critical orbital robotics remains limited by concerns regarding interpretability, robustness, and constraint awareness. This work presents an adaptive Model Predictive Control (MPC) framework for autonomous spacecraft RPO in multi-agent adversarial scenarios. The proposed architecture combines a constrained receding-horizon MPC formulation with a data-driven supervisory tuning layer that adjusts controller parameters from offline closed-loop evaluation and online interaction geometry. Relative motion follows Clohessy-Wiltshire (CW) dynamics, enabling computationally efficient finite-horizon prediction and real-time quadratic optimization. The MPC formulation incorporates actuator limits, predictive keep-out-zone constraints, slack-variable feasibility handling, and optional Control Barrier Function (CBF) safety filtering. Rather than generating thrust commands directly, the adaptive layer modifies interpretable MPC parameters, including tracking weights, safety penalties, minimum-separation objectives, and keep-out-zone objectives. The framework was evaluated in the official Kerbal Space Program Differential Game (KSPDG) Capture-the-Satellite environment through Monte Carlo simulations. Results demonstrate improved closed-loop robustness, adaptive maneuvering behavior, and rendezvous performance compared with fixed-parameter MPC while preserving safety-aware operation and real-time feasibility, providing a modular, interpretable foundation for adaptive spacecraft RPO.
Minimum-fuel low-thrust rendezvous guidance yields bang-bang control structures highly sensitive to estimation errors, sensor anomalies, and solver regularization, making aggressive closed-loop execution brittle for uncooperative proximity operations. This paper proposes a tightly-coupled estimation and guidance architecture where navigation confidence directly modulates the homotopy parameter of a receding-horizon indirect optimal control solver. Relative motion is modeled in the Clohessy-Wiltshire frame. The translational state is estimated via a linear Kalman filter augmented by a Multiple Tuning Factors (MTF) covariance inflation mechanism that suppresses suspicious innovation directions. A composite score from the normalized innovation and MTF activity is mapped online to the homotopy parameter, allowing the controller to relax toward a smoother, conservative regime when confidence degrades, and recover fuel-efficient bang-bang control as sensing improves. Numerical results under severe measurement degradation show fixed bang-bang guidance remains brittle; both plain-KF and MTF-KF fixed-epsilon controllers yield large terminal miss distances. Conversely, the proposed MTF-adaptive homotopy controller reduces terminal miss by roughly two orders of magnitude, from hundreds of meters to sub-meter levels, requiring only a moderate increase in control effort versus the open-loop fuel-optimal benchmark. A comparison indicates adaptive homotopy is the dominant robustness mechanism, while MTF provides additional accuracy and efficiency improvements. The receding-horizon implementation exhibits consistently fast and reliable solution times, supporting the practical online viability of the proposed method.