cs.CRAug 8, 2026

Targeted Counterfactual Fingerprinting for Black-Box LLM Ownership Verification

Authors: Yutong Wu, Xiaofan Bai, Shixin Li, Pingyi Hu, Ziqi Zhou, Zilong Wang, Xiaojing Ma, Songfeng Lu, +5 more

Organizations: Huazhong University of Science and Technology · Alibaba Group · Microsoft Corporation

Abstract

Large language models (LLMs) are high-value assets that can be derived through redeployment, fine-tuning, quantization, or further alignment. Because deployed LLMs are commonly exposed only through query APIs, ownership verification must often rely on black-box text responses. This setting is difficult: generations are open-ended and can vary across repeated queries, while existing black-box fingerprints rely on signals that are fragile under a final-response interface, including full-text matching, soft behavioral features, or model-specific prompts designed not to transfer. We propose TCF (Targeted Counterfactual Fingerprinting), a black-box LLM fingerprinting framework that converts open-ended generation comparison into constrained-answer targeted counterfactual transfer. TCF restricts each verification query to a finite answer space, reducing the surface-form ambiguity that enters the verification score, and optimizes a prompt perturbation toward a counterfactual target different from the protected model's clean answer on the original prompt. Verification reduces to checking whether the suspect model's parsed final answer matches the recorded target. We introduce the source-model counterfactual margin (SCM), a protected-model-only quantity that certifies the target is unlikely before the perturbation and likely after it; SCM controls target selection, perturbation stopping, and fingerprint filtering. Under explicit derived-preservation and independent-transfer budgets motivated by local behavioral closeness, we derive a target-accuracy gap between derived and independent models. Across four LLM families, TCF achieves an average AUC of 0.9861, improving over TRAP, ProFLingo, and ZeroPrint by 0.07 to 0.19.

Explore similar work

CardsList
Jul 15, 2024cs.CR

Hey, That's My Model! Introducing Chain & Hash, An LLM Fingerprinting Technique

Growing concerns over the theft and misuse of Large Language Models (LLMs) underscore the need for effective fingerprinting to link a model to its original version and detect misuse. We define five essential properties for a successful fingerprint: Transparency, Efficiency, Persistence, Robustness, and Unforgeability. We present a novel fingerprinting framework that provides verifiable proof of ownership while preserving fingerprint integrity. Our approach makes two main contributions. First, a chain and hash technique that cryptographically binds fingerprint prompts to their responses, preventing collisions and enabling irrefutable ownership claims. Second, we address a realistic threat model in which instruction-tuned models' output distribution can be significantly altered through meta-prompts. By incorporating random padding and varied meta-prompt configurations during training, our method maintains robustness even under significant output style changes. Experiments show that our framework securely proves ownership, resists both benign transformations (e.g., fine-tuning) and adversarial fingerprint removal, and extends to fingerprinting LoRA adapters\footnote{We release our code at: https://github.com/microsoft/Chain-Hash.
Mark Russinovich, Yanan Cai, Ahmed Salem
FingerprintInstruction-Tuned Models
AskPDF
May 19, 2025cs.LG

RAFP: Identifying LLM Lineages via Rare-Region Fingerprints

Large language models (LLMs) are increasingly released under restricted licenses, creating a growing need for robust model ownership verification. Existing fingerprinting methods are often fragile under downstream finetuning, require invasive training modifications, or fail in black-box settings. We introduce RAFP, a robust framework for identifying LLM lineages via rare-region fingerprints. Our key insight is that downstream finetuning primarily updates common high-density language behaviors, while low-probability prompt regions receive weak optimization signal and limited gradient alignment under finetuned distribution. As a result, rare prompt-response behaviors remain stable across common model adaptations. RAFP is non-invasive, constructing fingerprints via discrete gradient-based optimization over rare prompts without modifying model weights. We provide a theoretical analysis showing that the likelihood change of rare-region fingerprints under finetuning remains bounded. Experiments across four LLM families and multiple downstream adaptations, including supervised finetuning, LoRA, quantization, prompt-template variation, and decoding changes, show that RAFP achieves strong fingerprint persistence and substantially outperforms prior fingerprinting baselines in black-box settings.
Yun-Yun Tsai, Jia Hao Liang, Chuan Guo +2
FingerprintLarge Language Model Fine-TuningSupervised Fine-Tuning
AskPDF
May 28, 2026cs.CR

Implicit Identity Technologies for LLMs: Fingerprinting and Watermarking across Datasets, Models, and Generated Content

This paper presents a survey and taxonomy of LLM fingerprinting and watermarking for identity, ownership verification, provenance, and generated-content attribution. Large language models (LLMs) require substantial investments in data, computation, and expertise, and are increasingly deployed in high-stakes settings, making it critical to protect LLM-related assets and trace their origins. Existing work has rapidly expanded across dataset provenance, model ownership, and generated-content detection, but the field remains fragmented: fingerprinting and watermarking are often used inconsistently, and methods are typically studied within isolated asset-specific settings. To address this gap, we introduce implicit identity as a unifying abstraction for verifiable but not directly observable identity signals in LLM systems. We distinguish fingerprinting as non-intrusive identity derived from intrinsic characteristics, and watermarking as intrusive identity deliberately embedded into data, models, or generated content. We then propose a lifecycle-based taxonomy that organises techniques across datasets, models, and generated content, and further separates them by verification semantics: similarity-based attribution and keyed verification. Finally, we establish an evaluation framework centred on identifiability, robustness, and deployability, summarising representative metrics under realistic access and transformation regimes. By unifying terminology, lifecycle stages, and evaluation objectives, this survey provides a structured foundation for studying LLM identity technologies and for developing more reliable mechanisms for asset protection and provenance.
Bing Liu, Shunping Wang, Yufan Zhu +5
Large Language Model WatermarksWatermarkingFingerprintContent ProvenanceIdentityImplicit Identity
AskPDF