cs.LGAug 12, 2026

SoftWater: Class-Aware Rate Allocation for Softmax Quantization

Authors: Joao V. CavalcantiAshia C. Wilson

Organizations: Department of Electrical Engineering and Computer Science · Massachusetts Institute of Technology · Cambridge, MA 02139, USA

Abstract

Post-training quantization pipelines routinely leave the softmax output layer in high precision. Yet in small LLMs with modern vocabularies, the head holds 15--30% of all parameters, so a nominal ``2-bit'' model with an fp16 head can store several times as many bits per weight. We pose softmax-layer quantization as a rate-distortion problem under the KL divergence between the original and quantized output distributions. A second-order analysis reveals a class-aware geometry: quantization error is weighted jointly by feature covariance and class-specific softmax curvature. A separability approximation replaces the Kn×KnKn\times Kn Cholesky with one n×nn\times n factorization rescaled per class, making the lattice encodable by successive interference cancellation, with both statistics from a single forward pass. The resulting method, SoftWater, gives fine grids to frequent, low-variance classes and coarse grids to rare ones, a large gap under Zipfian token distributions. Across five models from 1B to 32B, SoftWater outperforms the released WaterSIC quantizer (near-optimal under linear-layer WMSE but not output KL) at matched head rates on 59 of 60 test points, using none of that pipeline's refinements and cutting head-induced KL by 6.5×6.5\times--8.3×8.3\times at 2 bits. On Llama-3.2-1B-Instruct with quantized bodies, a 2-bit head removes 45--60% of stored bytes for a 2.92.9--3.7%3.7\% perplexity increase. Because the class-side statistic comes from calibration data, matching calibration to the deployment domain gives the lowest KL on that domain throughout. On a tied model, a 4-bit head is near-lossless and a 2-bit head costs under 4% perplexity, making head quantization of such models practical.

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