Organizations: Department of Computer Science Missouri University of Science and Technology Rolla, MO, USA · University of Calcutta Kolkata, West Bengal, India
Retrieval evaluation for retrieval-augmented generation (RAG) is increasingly designed around whether retrieved passages contain evidence that can support generation, rather than topical relevance alone. We study whether this closer alignment with downstream evidence needs also makes retrieval evaluation more useful for the decisions built from it. Across five retrieval benchmarks and an end-to-end TREC RAG 2025 setting, we examine an answer-support signal in four roles: comparing retrievers, guiding retrieval training and system selection, predicting downstream answer quality, and filtering the evidence supplied to a generator. The signal changes retrieval rankings, but its downstream value is not uniform. It does not reliably improve retriever training; the benefit of using it for system selection depends on how the generator is instructed to use the retrieved evidence; and retrieval scores based on it do not robustly predict answer quality on unseen topics. In a direct evidence intervention, human annotators confirm that filtering preferentially preserves passages containing useful answer evidence, yet different answer evaluators reach different conclusions about whether the resulting answers improve. These results show that making retrieval evaluation more closely reflect the evidence needed for generation does not by itself make every downstream use of that evaluation more reliable. RAG evaluation methods should therefore be assessed with respect to the particular comparisons, decisions, and conclusions they are intended to support.
Figures & tables
Figure 1. From answer-support judgments to end-to-end RAG conclusions. Each arrow represents a distinct empirical claim tested by RQ1–RQ4. The dashed RQ3 link represents the cross-stage claim that retrieval evaluation should predict downstream answer quality.
Collection
τb
Rev.
prand
Exp. spread
TREC-COVID
0.378
14
0.0243
33.9 pp
SciFact
0.556
10
0.3120
5.5 pp
DL2019
0.636
10
0.4783
5.4 pp
NFCorpus
0.733
6
0.1097
7.1 pp
DL2020
0.746
7
0.2108
5.3 pp
Table 1. RQ1 results. τb compares the original and answer-support-aware system orderings. prand compares the observed reordering with matched-random judgment removal. Exposure spread is the largest between-system difference in the share of original DCG@10 contributed by positives removed by answer-support filtering.
Figure 2. System-selective exposure to relevance–answer-support mismatch. Each point represents a retrieval system and shows the share of its original evaluated DCG@10 contributed by positive judgments that fail the answer-support criterion. TREC-COVID exhibits a 33.9 percentage-point spread between systems, compared with at most 7.1 points on the other collections.
Generation
Evaluator
Δ answer quality
95% CI
Standard Grounded
Qwen3-30B
−0.0065
[−0.0617,+0.0497]
Standard Grounded
Claude Sonnet 5
+0.0018
[−0.0235,+0.0260]
Coverage-Disciplined
Qwen3-30B
+0.0583
[+0.0202,+0.1069]
Coverage-Disciplined
Claude Sonnet 5
+0.0324
[+0.0072,+0.0588]
Table 2. Held-out change in downstream answer quality when retrievers are selected using answer-support-aware rather than original relevance evaluation. Positive values favor answer-support-aware selection.
Figure 3. Downstream value of answer-support-aware retrieval. (a) Answer-support-aware scores show higher observed alignment with answer quality. (b) This does not consistently improve held-out system selection: gains appear under Coverage-Disciplined but not Standard Grounded generation. (c) Neither original nor answer-support-aware scores provide transferable out-of-topic prediction; all 60 OLS models have negative cross-validated R2 , with nonlinear sensitivities yielding the same overall conclusion.
Figure 4. Evaluator sensitivity of the RQ4 treatment effect. (a) Qwen and Claude show weak topic-level agreement ( r=0.258 ; same sign on 8/18 topics). (b) The aggregate conclusion changes: Qwen finds a positive intervention effect, while Claude estimates essentially none.
Retrieval-augmented generation (RAG) evaluation measures how well systems retrieve, use, and cite evidence while balancing reliability, cost, and speed.
As language models shift from single-shot answer generation toward multi-step reasoning that retrieves and consumes evidence mid-inference, evaluating the role of individual retrieved items becomes more important. Existing RAG evaluation typically targets final-answer quality, citation faithfulness, or answer-level attribution, but none of these directly targets the intervention-based, per-evidence-item utility view we study here. We introduce CUE-R, a lightweight intervention-based framework for measuring per-evidence-item operational utility in single-shot RAG using shallow observable retrieval-use traces. CUE-R perturbs individual evidence items via REMOVE, REPLACE, and DUPLICATE operators, then measures changes along three utility axes (correctness, proxy-based grounding faithfulness, and confidence error) plus a trace-divergence signal. We also outline an operational evidence-role taxonomy for interpreting intervention outcomes. Experiments on HotpotQA and 2WikiMultihopQA with Qwen-3 8B and GPT-5.2 reveal a consistent pattern: REMOVE and REPLACE substantially harm correctness and grounding while producing large trace shifts, whereas DUPLICATE is often answer-redundant yet not fully behaviorally neutral. A zero-retrieval control confirms that these effects arise from degradation of meaningful retrieval. A two-support ablation further shows that multi-hop evidence items can interact non-additively: removing both supports harms performance far more than either single removal. Our results suggest that answer-only evaluation misses important evidence effects and that intervention-based utility analysis is a practical complement for RAG evaluation.
Following retrieved evidence does not guarantee factual correctness: misleading evidence can induce a model to replace an answer it previously gave correctly. Standard accuracy measures obscure this behavior by combining answer replacement with preexisting errors. We introduce RAG-Stress, a controlled diagnostic protocol for examining the limits of evidence reliance in retrieval-augmented generation. The protocol holds the question and reference answer fixed, edits one assertion to support a designated incorrect answer, and crosses two source priority policies with three positions of the answer span within the evidence text. We measure misleading rate (MR) on each model's subset of questions answered correctly without retrieval, alongside clean accuracy on the full evaluation set. We evaluate fifteen systems spanning API models, open models, and search agents trained with reinforcement learning on TriviaQA-RC, HotpotQA, and SearchQA, with additional English and Chinese MedQA evaluations. Instructions that prioritize documents consistently produce higher MR than those permitting reliance on prior knowledge. Averaged over models and positions, the gap ranges from 10.9 to 13.5 percentage points across the three QA datasets. Mean MR follows End > Beginning > Middle under both policies, although individual models do not uniformly follow this ordering. A separate paired audit of 500 questions and two checkpoints supports increased harmful override without establishing a corresponding improvement in beneficial correction. These findings distinguish evidence adherence from factual reliability and motivate evaluating whether retrieved evidence preserves, replaces, or corrects a model's answers.
Shunyuan Zhou, Hao Chen, Tianyu Wang +3
Beijing University of Posts and Telecommunications · Humanlaya Data · Beijing Key Laboratory of Key Technologies for AI+ Domain Applications +1
Retrieval-augmented generation improves the factuality of large language models by grounding responses in retrieved evidence, yet existing evaluation frameworks struggle to provide consistent, fine-grained diagnostics across the diverse spectrum of user queries, ranging from close-ended fact-seeking to open-ended explanatory requests. We propose Q-CARE, a query-agnostic and fully reference-free framework that enables fine-grained assessment by decomposing queries into sub-queries and answers into atomic claims. Q-CARE establishes a unified evaluation principle based on query coverage and claim verifiability, yielding coverage-aware retriever metrics (C-Prec@k, C-nDCG@k) and claim-level generator metrics (Completeness, Conciseness, and Verifiableness). On a human-annotated benchmark spanning eight datasets, Q-CARE achieves higher correlation with human judgments than four existing RAG evaluation metrics, including RAGEval and RAGChecker, proving its effectiveness as a reliable, automated evaluation framework. Code and data are publicly available at https://github.com/DISL-Lab/Q-CaRE-COLM-26.
Jeonghwan Choi, Taewon Yun, Minjeong Ban +3
1Korea Advanced Institute of Science and Technology (KAIST) · 2Cluvion