cs.LGSep 12, 2026

Certifying Model Upgrades with Slice-Wise Non-Regression and Incumbent Fallback

Authors: Shengwei Zhang, Tao Wu, Fei Qian

Abstract

An updated model can improve an aggregate metric while degrading a slice that matters to a downstream user. We study checkpoint selection subject to non-regression tolerances relative to a retained incumbent. The central distinction is between failing to detect harm and certifying non-inferiority: the former can release harmful updates with high probability when evaluation is noisy. We give a reproducible release procedure that separates candidate search from independent, paired evaluation and returns the exact incumbent when certification fails. Applying established intersection-union and Learn-then-Test principles, we state finite-sample guarantees for one frozen candidate, a finite candidate library, and a prespecified testing order. A joint release decision does not require a slice-count Bonferroni penalty, although certification power can still decrease with the number of slices. In bounded-score simulations, a no-detected-harm gate releases a harmful candidate in 99.7% of trials in one 32-slice setting, compared with 2.6% for an exact non-inferiority gate at a 5% target. A constructed two-block family yields larger certified utility than a scalar path under matched candidate counts. Public digits experiments, including a subsequent continuation that improves average aggregate accuracy, return the incumbent in every run because certification is underpowered. These results establish an auditable protocol and its limitations; they do not establish benefits on foundation-model or multilingual translation upgrades.

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Sep 26, 2026cs.LG

When Can Old Evaluations Certify a New Model? Label-Efficient Release Decisions under Evaluator Drift

Releasing a model update requires certifying that its current-population risk stays below a threshold. Trusted labels are expensive, while a cheap evaluator, such as an LLM judge, scores every example. Reusing evaluator errors from earlier audits is tempting, but when may such evidence replace current labels? It depends on the status of history. If the errors can change invisibly, no label-free test detects the change, and every valid, useful certifier must keep buying labels at a rate we characterize; if a bound on the change is assumed, label-free certification is valid at an explicit error cost. For the middle ground, where history is informative but untrusted, we propose \emph{portfolio vigilance}, a sequential certifier mixing a betting expert guided by history with one that learns only from current labels; history affects only how it bets, so validity holds for any history. The contribution is not prior-informed betting or expert mixtures, but separating history that may enter validity from history that may only guide label collection. In a canonical model, accurate history shortens decisions but never raises the evidence growth rate; stale history can destroy it. On held-out CIFAR-10N and DICES-990 data, portfolio vigilance needs 0.465 (95% CI [0.327,0.575][0.327,0.575]) and 0.740 ([0.618,0.877][0.618,0.877]) times the labels of a matched prediction-powered monitor, with no observed false certification, and fewer labels on all six external blocks. Under corrupted advice it stays within 8.0% of its better component, while trusting history alone costs up to 1.66 times as much. In post-confirmatory repeated-judge experiments on DICES-990 and ToxicChat, changing a fixed LLM judge's rubric moves its scores beyond run-to-run variation; the portfolio then needs 0.790 ([0.667,0.909][0.667,0.909]) and 0.631 ([0.520,0.770][0.520,0.770]) times the labels of the matched monitor, and fewer than trusting history alone.
Aug 11, 2026cs.CL

Certify or Refuse: A Cross-Model Map for Selective Risk Control with Coverage Floors under Covariate Shift

Certified selective predictors attain whatever coverage they attain; operators impose an automation floor: answer at least a ββ-fraction of shifted target traffic with at most an αα-fraction of answers wrong. Under bounded-ratio covariate shift we prove the Floor Certification Map: once that floor must be certified alongside the selection-conditioned risk αα, certification acquires a feasibility frontier and a two-resource complexity map, additive up to constants: risk in labeled source, the floor in unlabeled target samples. The rates are local, needing a regular frontier margin, slack below the local-regime threshold, and lattice conditions: pre-registered with a lattice margin for the upper bounds, compatible per-slack for the lower. The displayed split is the operational route; oracle weights also allow a labeled-source floor estimate. Three model-tagged results: a lower bound (Model-B), a matching oracle-weight upper bound (Model-A), and an implementable upper bound (Model-B') valid under a pre-registered exact stratified-shift model with nuisance cost priced explicitly. The match is across these models rather than a single-model minimax theorem, and necessarily so: over the full bounded-ratio class no unknown-weight procedure matches at any sample size (Model-B is inconsistent, witnessed at α=β=1/2α=β=1/2). The nuisance's necessity is only partially settled. Complexity tracks a localized accepted-region functional, not global effective sample size (ESS), on both sides, though a fixed-ESS separation theorem is left open; both lower-bound axes vanish as β→0β\to0, so the floor creates the map. Empirically, the registered bite family diverges with log-log slope −2.002-2.002 within its pre-registered band; a 1,024-cell audit records 0 violations where the formal certificates fire; and a single-corpus SQuAD-to-NewsQA feasibility audit returns honest refusal.
Jul 21, 2026cs.LG

Unlearning as Distribution Restoration: A Controlled Counterfactual Study, a Validated Selective Screen, and the Limits of Oracle-Free Certification

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