Abstention and Noise Filtering: Two Missing Primitives of Softmax Attention

When attention concentrates on a single token, a sink, what is the model actually computing? Attention sinks are ubiquitous in softmax transformers, yet this shared visual signature can hide fundamentally different algorithms. We show that visually similar sink patterns can reflect two distinct mechanisms: {i} adaptive nop, where a head suppresses its update by routing to a null token, and {ii} broadcast, where a sink aggregates and redistributes global information. In that case, sinks serve an analogous role: a safe destination when there is nothing useful to compute. Proposed interventions like gating or registers work because they implicitly target one or the other, revealing a duality between method and assumed mechanism: gating implicitly assumes nop; registers implicitly assume broadcast. Each mechanism leaves distinct traces (nop sinks exhibit negligible value norms; broadcast sinks induce low-rank outputs) which we formalize on synthetic tasks and use to derive practical diagnostics. Applied to pretrained vision transformers, these diagnostics reveal that both mechanisms exist at scale: sinks transition from CLS in early layers to patches in deeper layers, and concentrate in specialized heads. Strikingly, register tokens, designed for broadcast, are repurposed to also serve nop, confirming that neither intervention alone suffices. Combining gating with registers yields complementary gains in stability and performance. Overall, we find that the same attention pattern can reflect two very different computations and effective intervention requires first asking what the model is actually computing.

Transformers commonly exhibit an attention sink: disproportionately high attention to the first position. We study this behavior in GPT-2-style models with learned query biases and absolute positional embeddings. Combining structural analysis with causal interventions, validated across natural-language, mathematical, and code inputs, we find that the sink arises from the interaction among (i) a learned query bias, (ii) the first-layer MLP transformation of the positional encoding, and (iii) structure in the key projection. Crucially, each component we identify is individually dispensable: architectures omitting each of them robustly exhibit sinks. This indicates that attention sinks may arise through distinct circuits across architectures. These findings inform mitigation of sinks, and motivate broader investigation into why sinks emerge.

The attention mechanism forms the foundation of many modern AI models such as the Transformer. In one subclass of problems where attention is used, inputs and outputs are bound to the probability simplex so that all outputs sum to one. In this setting, softmax attention admits an exact, component-by-component quantum realization. Attention scores are Hadamard-test statistics on block-encoded projections of amplitude-encoded inputs. The exponential softmax is the interior of a cosine-squared family generated by Born-rule measurement under an exact bijection, whose boundary expresses sparse attention with exact zeros at finite parameter values. The softmax temperature is a repetition count where post-selected measurement rounds realize discretized inverse temperature exactly. Value aggregation is a deterministic column-loading channel that dilates the column-stochastic value matrix. The gated residual is the preparation angle of a single ancilla, with the additive identity at a mixing angle of π/2. Every learnable parameter is a rotation-gate angle. The composed layer is exact in the infinite-shot limit with one measure-and-reload step per attention score; a fully-coherent variant is ε-approximate via quantum singular value transformation in the infinite depth limit. The algebraic core is machine-checked in Lean 4.