Federated Multilingual Speech-LLMs: Architecture and Aggregation Strategy Benchmarking

Federated learning (FL) enables privacy-preserving training of automatic speech recognition (ASR) systems across distributed data sources, yet its application to large-scale speech language models (SpeechLLMs) remains unexplored. This paper presents the first systematic study of federated training for SpeechLLM-based end-to-end ASR systems. We design a communication-efficient federated optimization strategy tailored to the unique challenges of SpeechLLM architectures, addressing high-dimensional parameter spaces, gradient communication overhead, and computational constraints in distributed settings. Through extensive empirical evaluation on monolingual ASR tasks in English and Italian, we demonstrate the effectiveness and stability of our federated approach compared to centralized training baselines across diverse acoustic conditions and speaking styles. Additionally, we conduct a comprehensive ablation study analyzing the impact of different speech encoder architectures on monolingual English ASR performance within the federated framework, providing insights into optimal model configurations for decentralized training. Our results achieve competitive word error rates while reducing communication costs, establishing practical foundations for federated SpeechLLM deployment in real-world multilingual scenarios.

Per-layer differential privacy (DP) clipping improves gradient fidelity in federated learning by allocating per-matrix clipping budgets proportional to parameter count. We show that this recipe breaks for speech large language models (speech-LLMs), when the acoustic encoder and the language decoder differ by an order of magnitude in update norm. Single-pool per-layer methods suffer \emph{cross-component budget collapse}, dragging word error rate (WER) far from flat global clipping or collapsing training entirely. When the norm imbalance is milder, adaptive single-pool methods partially recover, confirming that collapse severity scales with the inter-component norm ratio. We empirically diagnose the root cause across six per-layer methods and three speech-LLM architectures. We then propose \emph{$\alpha$-split}, a two-pool allocation that normalises encoder and LLM parameters into independent pools, and show that joint $\ell_2$ sensitivity and the original $(\varepsilon,\delta)$-DP guarantee are unchanged. At architecture-calibrated $\alpha$, our method recovers WER utility compared to flat DP, while granting the encoder $4.47{\times}$ tighter per-component noise protection against speaker voice-based gradient-inversion attacks at only $+2.6\%$ LLM noise overhead.

Speech recognition is challenging for dysarthric speakers. While federated learning (FL)-based ASR can be an effective tool for protecting privacy, it suffers from heterogeneity issues caused by speaker variability. Forcing all speakers to share the same model components can be suboptimal under such heterogeneity, making personalization a promising direction; however, related research on dysarthric speech remains limited. To this end, this paper explores two aggregation strategies to achieve personalization, including the parameter-based averaging strategy and the embedding-based averaging strategy. Experiments on UASpeech and TORGO show that the proposed methods outperform the baseline regularized FedAvg by statistically significant WER reductions of up to 0.99% absolute (3.15% relative) on UASpeech and 0.56% absolute (4.73% relative) on TORGO, respectively.