Reachable Global Optimization in AI Systems: How Global Is Global?
Organizations: The Institute of Energetic Paradigm
Abstract
AI systems increasingly claim to optimize prompts, policies, architectures, plans, tool-use trajectories, reasoning traces, and test-time computation. This paper argues that such claims are underspecified unless they state the region actually reachable by the system that performed the optimization. We introduce Reachability-Induced Optimization (RIO), a model in which a generator, verifier, controller, memory, tools, and budget induce a reachable candidate region. The returned solution is therefore a best visited point, an approximate reachable optimum, or an exact global optimum only when additional certificates relate the reachable region to the full formal space. We prove reachable-optimality, false-globality, gap- decomposition, certificate, escape, pruning, and control-value results. The full benchmark record contains 66,150 executed trials over six known-optimum landscape families, seven control policies, 270 landscapes, and 35 runs per landscape-method. The online appendix includes raw trial records, aggregate tables, figures, benchmark code, validation scripts, and checksums. The results show that control can restrict, expand, or misdirect reachability, and that optimization quality, reachability quality, and control reliability must be reported separately.
Figures & tables
| Level | Name | Meaning |
|---|---|---|
| 1 | Exact global optimum | Best over full formal space |
| 2 | Constrained global optimum | Best over explicit set |
| 3 | Reachable global optimum | Best over |
| 4 | Operational global stability | Stable low-cost behavior under perturbation |
| 5 | Local attractor | Stable but possibly suboptimal basin |
| 6 | False globality | Reachable/local result reported as exact global |
| Method | Mean gap | Median gap | Exact rate | True basin | False globality | Crosses | Probes |
|---|---|---|---|---|---|---|---|
| reckless escape | 0.120 | 0.000 | 0.926 | 0.944 | 0.043 | 7.51 | 0.00 |
| random full | 0.148 | 0.040 | 0.366 | 0.991 | 0.004 | 0.00 | 0.00 |
| oracle probe | 0.524 | 0.177 | 0.281 | 0.882 | 0.096 | 0.72 | 7.98 |
| gated escape | 0.587 | 0.168 | 0.290 | 0.930 | 0.075 | 2.88 | 7.99 |
| hard prune | 3.183 | 2.943 | 0.206 | 0.207 | 0.770 | 0.00 | 0.00 |
| local repair | 3.186 | 2.943 | 0.205 | 0.207 | 0.770 | 0.00 | 0.00 |
| Family | Reckless | Full rnd. | Oracle | Gated | Prune | Local | Reach rnd. |
|---|---|---|---|---|---|---|---|
| bridge bad | 0.994 | 0.371 | 0.993 | 0.989 | 0.989 | 0.987 | 0.629 |
| bridge good | 0.972 | 0.367 | 0.130 | 0.121 | 0.000 | 0.000 | 0.000 |
| deceptive no signal | 0.898 | 0.361 | 0.071 | 0.111 | 0.000 | 0.000 | 0.000 |
| multi basin | 0.892 | 0.363 | 0.120 | 0.170 | 0.067 | 0.067 | 0.041 |
| shifting barrier | 0.884 | 0.363 | 0.211 | 0.213 | 0.156 | 0.156 | 0.102 |
| sparse signal | 0.917 | 0.369 | 0.161 | 0.135 | 0.022 | 0.022 | 0.014 |
| Signal-quality bin | Mean gap | Exact-global rate |
|---|---|---|
| (0.0529, 0.267] | 0.792 | 0.120 |
| (0.267, 0.506] | 0.993 | 0.144 |
| (0.506, 0.765] | 0.395 | 0.267 |
| (0.765, 0.842] | 0.417 | 0.408 |
| (0.842, 0.949] | 0.335 | 0.510 |
| Certificate | Required evidence | Supported claim |
|---|---|---|
| Visited-set | all evaluated candidates and scores | best visited |
| Reachable-set | proof over | reachable optimum |
| Coverage | exact global if optimized | |
| Containment | exact global if found | |
| Complement | lower bound on | exact global if bound dominates |
| Family | Reckless | Full rnd. | Oracle | Gated | Prune | Local | Reach rnd. |
|---|---|---|---|---|---|---|---|
| bridge bad | 0.003 | 0.181 | 0.003 | 0.005 | 0.005 | 0.006 | 0.041 |
| bridge good | 0.078 | 0.127 | 0.643 | 0.576 | 7.150 | 7.150 | 7.184 |
| deceptive no signal | 0.199 | 0.149 | 0.792 | 0.704 | 3.214 | 3.214 | 3.254 |
| multi basin | 0.143 | 0.145 | 0.586 | 0.505 | 2.626 | 2.649 | 2.636 |
| shifting barrier | 0.137 | 0.156 | 0.517 | 0.462 | 2.529 | 2.520 | 2.520 |
| sparse signal | 0.160 | 0.134 | 0.604 | 1.267 | 3.577 | 3.577 | 3.616 |
| Family | Reckless | Full rnd. | Oracle | Gated | Prune | Local | Reach rnd. |
|---|---|---|---|---|---|---|---|
| bridge bad | 0.000 | 0.000 | 0.000 | 0.000 | 0.000 | 0.000 | 0.009 |
| bridge good | 0.011 | 0.000 | 0.001 | 0.000 | 1.000 | 1.000 | 1.000 |
| deceptive no signal | 0.069 | 0.005 | 0.221 | 0.121 | 1.000 | 1.000 | 1.000 |
| multi basin | 0.057 | 0.004 | 0.134 | 0.075 | 0.889 | 0.889 | 0.890 |
| shifting barrier | 0.060 | 0.010 | 0.145 | 0.066 | 0.778 | 0.778 | 0.781 |
| sparse signal | 0.064 | 0.004 | 0.074 | 0.187 | 0.956 | 0.956 | 0.959 |
Appendix figures & tables1 asset
Supplementary material from the paper’s appendix.
Appendix
| Family | Reckless | Full rnd. | Oracle | Gated | Prune | Local | Reach rnd. |
|---|---|---|---|---|---|---|---|
| bridge bad | 0.994 | 0.371 | 0.993 | 0.989 | 0.989 | 0.987 | 0.629 |
| bridge good | 0.972 | 0.367 | 0.130 | 0.121 | 0.000 | 0.000 | 0.000 |
| deceptive no signal | 0.898 | 0.361 | 0.071 | 0.111 | 0.000 | 0.000 | 0.000 |
| multi basin | 0.892 | 0.363 | 0.120 | 0.170 | 0.067 | 0.067 | 0.041 |
| shifting barrier | 0.884 | 0.363 | 0.211 | 0.213 | 0.156 | 0.156 | 0.102 |
| sparse signal | 0.917 | 0.369 | 0.161 | 0.135 | 0.022 | 0.022 | 0.014 |
Global Optimization
Global optimization seeks the best solution across an entire search space, including nonconvex problems with many local optima.
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