No Model Required: Text Entropy Rate Filtering Mitigates Iterative Fine-Tuning Collapse

Model collapse is a central challenge in learning from synthetic data: as later-generation large language models (LLMs) are trained on an increasing proportion of model-generated data, performance can degrade due to narrowed coverage and accumulated bias. Existing work mainly studies how to bound this degradation. In iterative model evolution, however, the more meaningful objective is to ensure that each successive model improves over its predecessor, which requires diagnosing collapse at a granularity that is actionable for data curation. We study this problem in synthetic data self-improving for instruction tuning. We show that collapse in this setting is not simply uniform performance degradation, but can appear as a polarization of competence, where synthetic training reinforces already strong skills while further degrading weak ones. Motivated by this observation, we propose KITE (Knowledge-boundary Instruction Tuning via Exploration), a two-stage framework that combines failure-guided data generation with boundary-aware uncertainty curation. Experiments across several datasets and multiple open-source LLMs show that KITE yields more stable improvement than strong synthetic-data baselines.

As AI-generated content increasingly populates the web, generative AI models are at growing risk of being trained on their own outputs, a process known as AI autophagy. This feedback loop has been shown to induce model collapse, typically characterized by a loss of diversity in generated content. However, existing work offers a limited understanding of this phenomenon and relies on mitigation strategies that assume access to human-authored data. In this paper, we conduct extensive simulations across multiple datasets and LLMs to address key gaps in the study of model collapse. First, we introduce model-intrinsic measures based on next-token probability distributions, showing that model collapse corresponds to an increasing concentration of probability mass on a small set of tokens. Second, we demonstrate that model collapse is also associated with a loss of common sense, as measured by a decline in commonsense inference accuracy. Third, we identify perplexity (a measure of model "surprise") as a key driver of collapse: fine-tuning on the least "surprising" documents leads to more severe degeneration. Building on this insight, we propose a perplexity-based filtering strategy that prioritizes high-surprise documents during fine-tuning. Unlike existing approaches, our method does not require distinguishing between human-authored and AI-generated content. Across datasets and LLM families, this strategy consistently mitigates model collapse, achieving performance comparable to, and in some cases better than, human-data baselines, while substantially reducing the concentration of next-token probabilities. Overall, our results provide a unified, model-centric understanding of model collapse and suggest practical, scalable strategies for training generative AI systems in increasingly synthetic environments.

Fine-tuning is often believed to reduce uncertainty and diversity in large language models, but existing analyses overlook output length, a key confounder, and therefore fail to capture how uncertainty is distributed across an entire generation rollout. To address this, we propose Canopy Entropy ($\mathrm{CE}^\star$), a measure that views language generation from a tree perspective, where ``canopy'' represents the space of all possible rollouts, making $\mathrm{CE}^\star$ naturally quantify the effective size of the generation space. $\mathrm{CE}^\star$ jointly captures uncertainty in both the output length $N$ and the generated sequence $Y_{1:N}$ -- indeed, we show that it equals to total Shannon entropy $H(N, Y_{1:N}\mid X)$, where $X$ denotes the prompt. This formulation yields interpretable metrics, including a length-entropy correlation term $ρ(N, r_N)$, where $r_N$ is the entropy rate, quantifying information conveyance efficiency by indicating whether longer outputs are more or less informative per token. Empirically, across tasks and model families, we find that fine-tuned models consistently exhibit stronger positive correlation $ρ(N, r_N)$, even when total entropy decreases. Furthermore, after controlling for model family, task, prompt, and output-length effects, we find that fine-tuning nearly triples the correlation strength between entropy rate and semantic diversity, suggesting that aligned models convert token uncertainty into semantic diversity more efficiently. Overall, these results demonstrate that fine-tuning does not simply reduce uncertainty, but fundamentally reorganizes it into more informative and semantically meaningful generations. Our code is available at https://github.com/WeiyiTian/canopy-entropy.