FedMIX-P: Mixing Local and Global Preconditioners for Federated Vision and Language Model Training

Federated training of foundation models is constrained by client memory and communication costs. LoRA-based methods reduce these costs through low-rank adapters, but their fixed rank budget can limit adaptation. Gradient low-rank optimization offers greater flexibility, yet independently chosen client subspaces create a problem we term \emph{subspace fragmentation}: local projections interact with data heterogeneity to bias aggregated directions, while aggregation can increase update rank and communication cost. Thus, accurate local gradient compression need not preserve global descent. We propose \texttt{FedLore}, which shares a low-rank optimization basis within each round and refreshes it across rounds. The shared basis enables exact aggregation in low-rank coordinates and eliminates the identified projection bias. Subspace refresh allows the accumulated model update to exceed the per-round rank budget. We characterize the aggregation bias and establish an $O(T^{-1/2})$ stationarity bound for the projected-SGD variant under a global-gradient coverage condition and standard smoothness and variance assumptions, with bounded gradient heterogeneity. Experiments on vision and language tasks, including federated pre-training, show that \texttt{FedLore} outperforms the evaluated low-rank adapter baselines and matches or exceeds full-parameter training, while reducing communication and optimizer-state memory.

Federated parameter-efficient fine-tuning enables clients to adapt pre-trained models without sharing raw data or communicating the full model, but statistical heterogeneity makes a single global adapter insufficient for personalized prediction. Existing personalized methods typically use the same low-rank structure for both shared and private adaptation, overlooking their distinct requirements for aggregation and personalization. We propose FedLAFP, a role-aware framework that couples a compact, globally aggregated LoRA branch with a client-private, full-rank-capable RandLoRA branch. The shared branch provides an efficient interface for transferring common knowledge, whereas the private branch combines fixed random low-rank bases with learned scaling coefficients to provide expressive client-specific adaptation without additional communication. Client- and layer-specific mixing coefficients jointly fuse the two branches, and only the shared LoRA parameters are exchanged. A controlled linear study supports this role assignment: LoRA yields more aligned client updates and lower aggregation error, while RandLoRA more accurately recovers client-specific residuals. Experiments across four visual recognition benchmarks show that FedLAFP consistently outperforms local-only and federated LoRA baselines, achieving an average personalized accuracy of $86.93\%$ and exceeding the best baseline average by $1.30$ percentage points.

Federated LoRA fine-tuning enables parameter-efficient adaptation of pre-trained models without sharing private data, but suffers from two fundamental mismatches under heterogeneous client data: a structural aggregation mismatch caused by independently averaging LoRA factors, and a statistical collaboration mismatch caused by enforcing a single global adapter across divergent clients. To address these issues, we propose CF-LoRA, a clustered federated LoRA fine-tuning framework that combines decoupled factor aggregation with adaptation-aware client clustering. CF-LoRA first learns a globally shared $A$ factor while retaining personalized $B_i$ factors, then identifies clients with similar adaptation patterns based on the cosine similarity of their learned $B_i$ factors, and finally performs intra-cluster $B$-factor aggregation with a frozen $A$ factor. By decoupling LoRA factor aggregation, CF-LoRA preserves the low-rank structure and mitigates the structural aggregation mismatch, while adaptation-aware clustering promotes collaboration among clients with similar adaptation patterns and reduces negative transfer caused by statistical heterogeneity. Experiments on four language tasks and four vision datasets with RoBERTa and ViT show that CF-LoRA achieves the highest average accuracy in both modalities while communicating only one LoRA factor per optimization round.