Exact-Solution Volume and Length Generalization in Transformers

Recent advancements in transformer length generalization theory enable us to reliably predict when a transformer can learn to solve a task. In particular, the C-RASP hypothesis (a formalized version of the so-called RASP-l conjecture) posits that transformers length-generalize on a task if and only if a solution is expressible in the C-RASP language. While this hypothesis has strong empirical validation, theoretical problems arise from the fact that no computable length generalization bounds exist for C-RASP, alongside the discovery of seemingly contradictory experiments. To address these problems, we refine the C-RASP hypothesis utilizing the recently-proposed fragments C-RASP+ and C-RASP1. These fragments have computable length generalization bounds, though in the worst case requiring an extremely large (double exponential) sample size. It is an open question whether these sample size bounds are tight. In this paper, we resolve this open question by providing an exponentially tighter bound. In doing so, we show a polynomial length generalization bound for transformers if we adopt compressed strings, via a novel connection to power words. As an application, we show how this yields a fine-grained analysis of the C-RASP conjecture that resolves contradicting experimental evidence against it.

Learning generalizable algorithmic computations remains a challenge for neural networks, as reflected in persistent failures on compositional and length generalization benchmarks. We present a provably correct, transformer parameterization (with only 280 learnable parameters for Boolean algebra tasks) capable of learning and evaluating problems of any depth or length. We assume inputs are fully parenthesized, well-formed expressions. Our approach conceptualizes algorithmic tasks as circuit models embedded in transformers, enabling depth-1 circuit reduction in a single forward pass. To achieve depth generalization, we introduce a positional encoding that tracks each gate's depth within the circuit, enabling the model to identify evaluable subexpressions at each iteration via masked hard attention, with $O(n)$ per-iteration complexity via linear attention. Combined with an autonomous halting criterion, the model terminates after $d$ iterations for problems of depth $d$, yielding $O(n \cdot d)$ total complexity. We show that training on shallow problem instances (depth 1 and depth 2) effectively recovers interpretable parameters that {\em snap} into place, resulting in exact length generalization. Though we establish that our construction provably evaluates Boolean expressions -- a universal symbolic computation -- of arbitrary length perfectly, in other experiments we also demonstrate that our transformer variant can learn and generalize perfectly (100% accuracy) on other common length generalization benchmarks, including modular arithmetic and ListOps.

In this paper, we establish a collection of covering number bounds for linear function classes under various norm constraints on the inputs and matrices. We then combine these results with existing covering number bounds to derive improved estimates and, based on these estimates, develop generalization error bounds for single-layer Transformers. The resulting generalization bounds improve upon several existing results in the literature and, in particular, are independent of the input sequence length. Moreover, our generalization error bound decays at the rate $O(1/\sqrt{n})$, where $n$ denotes the sample size, thereby improving upon existing bounds that scale as $O((\log n)/\sqrt{n})$. Furthermore, our covering number analysis explicitly incorporates rank constraints on the underlying matrix classes, allowing us to characterize how low-rank structures affect the metric entropy and, consequently, the resulting generalization bounds for Transformer architectures.