Phoneme-Guided Initialization for LLM-based Speech Recognition

Phoneme-based ASR factorizes recognition into speech-to-phoneme (S2P) and phoneme-to-grapheme (P2G), enabling cross-lingual acoustic sharing while keeping language-specific orthography in a separate module. While large language models (LLMs) are promising for P2G, multilingual P2G remains challenging due to language-aware generation and severe cross-language data imbalance. We study multilingual LLM-based P2G on the ten-language CV-Lang10 benchmark. We examine robustness strategies that account for S2P uncertainty, including DANP and Simplified SKM (S-SKM). S-SKM is a Monte Carlo approximation that avoids CTC-based S2P probability weighting in P2G training. Robust training and low-resource oversampling reduce the average WER from 10.56% to 7.66%.

Recent speech-aware large language models (Speech-LLMs) rely on pre-trained speech encoders to convert audio into semantic/acoustic rich representations consumable by LLM. In this work, instead, we explore: can an LLM learn to read Mel spectrogram directly without a dedicated speech encoder? We propose Mel-LLM, an encoder-free Speech-LLM that feeds lightly pre-processed Mel-spectrogram patches directly into the LLM through a linear projection, allowing the LLM to learn speech-text alignment purely through its own parameters. We focus on speech understanding tasks, including automatic speech recognition (ASR), spoken QA and audio understanding. For ASR, we evaluate on the OpenASR Leaderboard public sets and production-level scaling experiments, demonstrating that the encoder-free solution achieves competitive performance with only limited degradation compared to encoder-initialized counterparts. We find that when data is limited, initialization from a multimodal checkpoint (Phi-4-MM) is crucial for maintaining performance. We also present ablation studies suggesting which LLM layers are most involved in speech adaptation. Beyond ASR, we extend Mel-LLM with general speech/audio understanding tasks, revealing an acoustic-semantic trade-off: directly exposing the LLM to Mel-spectrogram input improves paralinguistic and non-ASR acoustic tasks, while knowledge-intensive spoken QA remains more challenging than encoder-anchored systems. We additionally include a text-to-speech (TTS) proof-of-concept with a next-token VAE decoder, showing that direct Mel generation is possible but still trails stronger latent-diffusion generation.

Speech-LLMs often exhibit prompt overfitting, where models solely trained on automatic speech recognition (ASR) instruction fail to generalize to new instructions such as speech translation and continue to behave primarily as ASR system. We propose DirectSpeech2LLM, a simple end-to-end framework that preserves the instruction-following ability of the LLM on unseen tasks when conditioned on speech. It computes distance-based CTC loss over the frozen LLM embedding matrix and uses greedy CTC labels to derive geometrically and temporally aligned speech embeddings respectively as an input to the LLM. Trained solely on 960 hours of LibriSpeech ASR data, DirectSpeech2LLM outperforms the cascaded system on ASR (seen task) and generalizes zero-shot to speech translation and emotion recognition (two unseen tasks), closely matching the cascaded system upper bound on these two new instructions despite seeing neither during training. We also find that geometric alignment strength plays a smaller role than previously assumed, as our modified CTC loss is shown to provide sufficient implicit geometric grounding without requiring an explicit regression loss. Results are consistent across two LLM families and scale with both more training data and model capacity.