The Company a Question Keeps: Auditing Open Jev-Style Models for Retrieval
Organizations: Tsinghua University Beijing, China
Abstract
Jev's documented interface evaluates typed questions independently against shared evidence. We audit request independence in seven open Jev-style checkpoints on 276 constructed three-passage states from 92 TREC retrieval queries. Paired interventions separately change requested questions, displayed evidence, and candidate eligibility. Request expansion induces strict binary flips in 9.1%/8.0% of Nimble's judgments and changes 21.4%/18.9% of selection-or-abstention actions in TREC DL2019/2020 under a threshold of 0.5 fixed before inference. Correct-action rates change by 0.0/+8.2 percentage points, respectively, with 95% query-bootstrap intervals of [-6.0,6.0] and [3.8,12.6]. Field masking traces all 70 request-set flips to the schema fields serialized into each scoring prompt. In Von, fixing a shared separator's position eliminates two eligibility-induced preference flips in selected diagnostic states. Laya-typed's default CUDA path produces five passage swaps without strict binary flips, and both yearly action-change intervals include zero; in an FP32 rerun, its probability movement vanishes at the model's four-decimal reporting resolution.
Figures & tables
| Contrast | Changed | Fixed |
|---|---|---|
| Request set | One vs. three questions | State, target proposition |
| Joint request | One vs. three emitted answers | State, target proposition |
| State addition | Append grade-0 D | Target question, A/B/C passage text |
| Document isolation | Remove other passages | Target question, target passage text, label |
| Eligibility | A/B vs. A/B/C criteria | Full A/B/C state |
| Abstention | Add N=None criterion | State, passage labels |
| Decision model | Year | Request flips | State flips | Singleton accuracy | Action change |
|---|---|---|---|---|---|
| Laya general | 2019 | 0.6 [0.0, 1.4] | 10.8 [6.0, 16.5] | 66.4 [63.5, 68.9] | 0.0 † |
| Laya general | 2020 | 0.8 [0.0, 1.9] | 8.0 [4.4, 11.9] | 63.9 [60.4, 67.3] | 2.5 [0.6, 5.0] |
| Laya typed | 2019 | 0.0 † | 13.1 [8.3, 18.5] | 66.1 [61.8, 70.1] | 1.7 [0.0, 4.3] |
| Laya typed | 2020 | 0.0 † | 15.1 [10.3, 20.1] | 64.8 [61.4, 67.7] | 1.9 [0.0, 4.4] |
| Kev-0.8B | 2019 | 0.0 † | 9.4 [5.7, 13.1] | 51.0 [45.6, 56.7] | 0.0 † |
| Kev-0.8B | 2020 | 0.0 † | 9.6 [6.7, 12.8] | 53.2 [47.8, 58.7] | 0.0 † |
| Model | Year | Q order | Q keys | Binary Choice | Score | Criteria rev. | Eligibility |
|---|---|---|---|---|---|---|---|
| Laya general | 2019 | 0.0 | 0.0 | 16.0 | 46.4 | 5.1 | 9.4 |
| Laya general | 2020 | 0.0 | 0.0 | 10.1 | 45.7 | 6.3 | 8.2 |
| Laya typed | 2019 | 0.0 | 0.0 | 15.7 | 59.5 | 3.4 | 4.3 |
| Laya typed | 2020 | 0.0 | 0.0 | 23.7 | 57.0 | 5.0 | 5.7 |
| Kev-0.8B | 2019 | 0.0 | 0.0 | 15.4 | 37.9 | 6.0 | 0.0 |
| Kev-0.8B | 2020 | 0.0 | 0.0 | 21.2 | 35.4 | 6.9 | 0.0 |
| Model | Year | Accuracy | Brier | Overall | Zero | One | Two |
|---|---|---|---|---|---|---|---|
| Laya general | 2019 | 66.4 | 0.216 | 54.7 | 92.3 | 28.2 | 43.6 |
| Laya general | 2020 | 63.9 | 0.236 | 44.7 | 83.0 | 20.8 | 30.2 |
| Laya typed | 2019 | 66.1 | 0.218 | 59.8 | 82.1 | 41.0 | 56.4 |
| Laya typed | 2020 | 64.8 | 0.222 | 52.2 | 83.0 | 26.4 | 47.2 |
| Kev-0.8B | 2019 | 51.0 | 0.285 | 52.1 | 7.7 | 61.5 | 87.2 |
| Kev-0.8B | 2020 | 53.2 | 0.278 | 53.5 | 17.0 | 58.5 | 84.9 |
LLM Auditing
Large language model auditing tests models and deployed systems for bias, safety, privacy, reliability, and provenance using behavioral and internal evidence.
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