cs.LGOct 16, 2026

"Deep lifts": Neural networks can generalize even with the dumbest optimizer

Authors: Sunil Madhow, Yu-Xiang Wang

Organizations: UC San Diego

Abstract

Given a labeled dataset {(xi,yi)}i=1n\{(x_i, y_i)\}_{i = 1}^n, consider drawing a parameter vector θ^\hatθ uniformly at random from those that interpolate the data within a width-WW depth-DD ReLU architecture with continuous weights bounded within [−M,M][-M, M]. We study the generalization properties of θ^\hatθ in the case where the dataset can, in fact, be explained by a smaller ww-by-dd ReLU network. Despite the obliviousness of the selection rule for θ^\hatθ, it adaptively generalizes at the rate O~(wdWDn)\tilde O\left(\frac{wdWD}{n}\right), rather than being governed by the VC dimension of the full WW-by-DD hypothesis class. The reason is due to a particular inductive bias in ReLU networks: the ww-by-dd parameter witnesses an exponential volume of WW-by-DD interpolating parameters, which dwarfs the volume of poorly generalizing parameters (conditioned on interpolation). We explicitly construct this set of near-equivalent WW-by-DD parameters by a proof technique called deep lifting, and then tie the achievable volume to stability properties of the ww-by-dd witness. Examples show that these techniques allow us to convert approximation-theoretic results into generalization guarantees for nonparametric classes. We further show that generalization of uniform-random interpolators can survive label corruptions.

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