AI Risk Ontologies for the EU AI Act Compliance: AIRO, VAIR, and their Integration with DPV
Organizations: ADAPT Centre, School of Computer Science and Statistics, Trinity College Dublin, Ireland
Abstract
As the use of AI, and consequently its harms, becomes more prevalent, the global discourse around AI has become increasingly risk-aware. With new risks emerging more frequently than ever, a key challenge is how to represent, document, and catalogue AI risks in an effective, interoperable, and queryable manner. Additionally, the European Union (EU) AI Act's requirements for "high-risk" AI systems to manage and document the risks creates the need for open and interoperable tools, methods, and standards that facilitate AI risk management in an ever-changing environment. In this paper, we present ontologies and taxonomies developed to assist with risk management and documentation, in line with the requirements of the EU the AI Act. We developed the AI Risk Ontology (AIRO) to specify AI use cases and their associated risks, complemented by the Vocabulary of AI Risks (VAIR), which populates AIRO with taxonomies of concepts. Key international standards on AI and risk, namely ISO/IEC 23894 on AI risk management and ISO/IEC 22989 on AI terminology informed the development of the ontologies. To promote reuse and enable multi-regulatory compliance, AIRO and VAIR have been integrated in the Data Privacy Vocabulary (DPV) through a consensus-building process, expanding DPV's scope from data to AI.
Figures & tables
| Obligations related to | Sources from the AI Act |
| Risk management | Article 5 - Prohibited AI practices Article 6 - Classification rules for high-risk AI systems Annex I - List of Union harmonisation legislation Annex III - High-risk AI systems referred to in Article 6(2) Article 9 - Risk management system |
| AI and risk documentation | Article 9 - Risk management system Article 11 - Technical documentation Annex IV - Technical documentation referred to in Article 11(1) |
| AI and risk information sharing | Article 13 - Transparency and provision of information to deployers Article 49 - Registration Article 71 - EU database for high-risk AI systems listed in Annex III Annex VIII - Information to be submitted upon the registration of high-risk AI systems in accordance with Article 49 |
| Obligations related to | Standards |
| Risk management | ISO/IEC 23894:2023 - Artificial intelligence — Guidance on risk management [ 56 ] ISO 31000:2018 - Risk management — Guidelines [ 52 ] ISO 31073:2022 - Risk management — Vocabulary [ 53 ] |
| AI and risk documentation and sharing | ISO/IEC 22989:2022 - Information technology — Artificial intelligence — Artificial intelligence concepts and terminology [ 55 ] ISO/IEC 42001:2023 - Information technology — Artificial intelligence — Management system [ 57 ] |
| Source | No. of concepts | AIRO Concepts |
| The AI Act, Article 3 | 5 | AI System , AI Operator , AI Deployer , AI Provider , General Purpose AI Model |
| ISO 31073:2022 [ 53 ] | 8 | Risk Source , Hazard , Threat , Vulnerability , Consequence , Risk Control , Frequency , Likelihood |
| ISO/IEC 22989:2022 [ 55 ] | 3 | AI Component , Stakeholder , AI Developer |
| ISO/IEC TR 24028:2020 [ 54 ] | 2 | AI User , AI Model |
| Regulation (EU) No 1025/2012 on European standardisation [ 83 ] | 1 | Standard |
| Source | Classes | Object properties | Data properties |
| DCAT | dcat:Dataset | None | None |
| DPV | dpv:Processing , dpv:Data , dpv:SensitiveData , dpv:DataSource , dpv:DataSubject , dpv:LegalBasis | dpv:hasProcessing , dpv:hasData , dpv:hasDataSource , dpv:hasDataSubject , dpv:hasLegalBasis | None |
| DQV | dqv:QualityMeasurement , dqv:Metric , dqv:Dimension | dqv:hasQualityMeasurement , dqv:isMeasurementOf , dqv:inDimension , dqv:expectedDataType | dqv:value |
| DCT | None | None | dct:date , dct:title |
| Paper | No. of works analysed | 1. Background information | 2. Related work | 3. Legal analysis reuse | 4. Ontology reuse | 5. Methodology adoption | 6. Evaluation of contributions | 7. Future work |
| AIRO [ 39 ] | 63 | 9 | 36 | 3 | 22 | 1 | 0 | 3 |
| VAIR [ 37 ] | 58 | 21 | 23 | 14 | 8 | 1 | 2 | 1 |
AI Risk Management
AI risk management studies how to identify, assess, reduce, and monitor harms from AI across development, deployment, and wider social systems.
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