math.NAOct 22, 2026

Phase Transition from Random Features to Fully Trainable Networks

Authors: Xin He, Huan Lao, Xiliang Lu, Shijun Zhang

Abstract

Constructing accurate and computationally tractable approximation spaces is a fundamental task in scientific computing. Partially trainable neural networks bridge fixed random features and fully adaptive representations. This paper quantifies a phase transition pattern in approximation bounds and observes analogous behavior in training errors: a rapid but smooth initial improvement followed by diminishing returns, with a sharper transition under greater initialization mismatch. Under polynomial spectral decay with exponent α>1α>1 and leverage compatibility, we establish a squared L2L_2 approximation rate O((κPlog⁡(m/δ)/m)α)\mathcal{O}((κ_P\log(m/δ)/m)^α) for two-layer networks of width mm and trainable proportion PP, where κP=(P/κ1∗+(1−P)/κ0∗)−1κ_P=(P/κ_1^*+(1-P)/κ_0^*)^{-1}. The bound holds uniformly over the unit ball of a reproducing kernel Hilbert space (RKHS) with probability at least 1−δ1-δ. The constants κ0∗κ_0^* and κ1∗κ_1^* quantify the fixed and trainable groups' sampling mismatches relative to the target RKHS. For spherical biased-ReLU features in dimension dd, we verify these assumptions with α=(d+2)/(d−1)α=(d+2)/(d-1) and κ0∗=42τ(d+1)/dκ_0^*=4\sqrt{2}τ(d+1)/d for initialization scale τ≥1τ\ge1, and κ1∗=1κ_1^*=1 under ridge leverage sampling. For d=5d=5 and τ=10τ=10, a trainable proportion of approximately 4.1%4.1\% captures 90%90\% of the reduction in the approximation bound from P=0P=0 to P=1P=1. A structured three-layer example illustrates how a few trainable first-layer neurons exploit fixed downstream blocks through nonlinear composition. Numerical experiments across diverse settings, including networks with up to 15 layers, exhibit similar phase transitions in training errors.

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