Examining form-based linguistic productivity in people and large language models
Authors: Michael Wilson, Robert Frank
Organizations: Department of English, University of Nevada, Reno, 1664 N. Virginia Street, Reno, NV, 89557, USA. · Department of Linguistics, Yale University, 37 Hillhouse Avenue, New Haven, CT, 06511, USA.
Linguistic productivity, as evidenced by the use of words in novel contexts, is one of the most striking facts about human language. However, how abstract the knowledge that enables such productivity is remains unclear. We compare people's and computational language models' linguistic productivity in contexts where successful generalization depends on form-based information. We focus on extending the use of a novel verb learned in the active voice to passive contexts. We find people extend active to passive uses in a way consistent with abstract generalizations concerning linguistic form, even when no plausible meaning can be assigned to the novel verb. In contrast, large language models succeeded only when a meaning like an existing verb's could be assigned to the novel verb. We conclude that computational models' syntactic knowledge remains tied to the distribution and meaning of specific lexical items in a way that human syntactic knowledge is not.
Figures & tables
Figure 1: Bootstrapping processes that underlie linguistic generalization that have been established in previous work. Solid lines correspond to observed correlations, while dashed lines are inferences.
Figure 2: Syntax-to-syntax bootstrapping, illustrated for a novel verb, blork . Solid lines correspond to observed correlations, while dashed lines are inferences. To our knowledge, no previous study has directly examined this process.
Figure 3: Experiment 1: Accuracy by voice and data source. Bars represent 95% confidence intervals on the β distribution.
Figure 4: Experiment 2: Accuracy by voice and data source. Bars represent 95% confidence intervals on the β distribution.
Figure 5: Experiment 3: Accuracy by voice and data source. Bars represent 95% confidence intervals on the β distribution.
Figure 6: Scatter plot of subject and object similarity for nouns from three experimental conditions.
Appendix figures & tables3 assets
Supplementary material from the paper’s appendix.
Appendix
Figure 7: Experiment 1: Accuracy by voice, verb, and data source. Bars represent 95% confidence intervals on the β distribution.
Figure 8: Experiment 2: Accuracy by voice, verb, and data source. Bars represent 95% confidence intervals on the β distribution.
Figure 9: Experiment 3: Accuracy by voice, verb, and data source. Bars represent 95% confidence intervals on the β distribution.
Usage-based theories of grammar explain language users' ability to interpret and produce novel combinations of words through two complementary inferential strategies. In cases of coercion, a language user, when encountering a word that is mismatched to its grammatical context, reinterprets that word in a way that resolves the conflict. In cases of preemption, the user infers that an otherwise plausible structure is unavailable or dispreferred because it fails to occur in contexts where it would be expected. Large Language Models are also usage-based, in the sense that the structures of language are learned through exposure to vast amounts of text. Here, we test whether or not the opposing forces of coercion and preemption also encourage and constrain linguistic productivity in LLMs. We demonstrate across models of various sizes and architectures that larger models recognize constructional productivity in cases of coercion, even when these involve novel words. However, we also show that even the largest models do not replicate the conservative language strategy of preemption for novel words: in particular, they do not appear to draw on negative evidence when making choices among competing grammatical options. We conclude that coercion is detectable because it is both surprising and semantically motivated: when a word is mismatched to its syntactic context, the word's meaning can be adjusted to fit the context. Preemption has no such signature. There is no record of the lexeme-construction pairings that were avoided--only of those that were produced. This asymmetry helps to explain why models coerce (create mismatched sign combinations) but do not preempt (avoid unconventional yet semantically defensible ones).
Claire Bonial, Claire Benet Post, Laura Michaelis +1
Georgetown University · University of Colorado Boulder · University of Bath
Grammaticality and likelihood are distinct notions in human language. Pretrained language models (LMs), which are probabilistic models of language fitted to maximize corpus likelihood, generate grammatically well-formed text and discriminate well between grammatical and ungrammatical sentences in tightly controlled minimal pairs. However, their string probabilities do not sharply discriminate between grammatical and ungrammatical sentences overall. But do LMs implicitly acquire a grammaticality distinction distinct from string probability? We explore this question through studying internal representations of LMs, by training a linear probe on a dataset of grammatical and (synthetic) ungrammatical sentences obtained by applying perturbations to a naturalistic text corpus. We find that this simple grammaticality probe generalizes to human-curated grammaticality judgment benchmarks and outperforms LM probability-based grammaticality judgments. When applied to semantic plausibility benchmarks, in which both members of a minimal pair are grammatical and differ in only plausibility, the probe however performs worse than string probability. The English-trained probe also exhibits nontrivial cross-lingual generalization, outperforming string probabilities on grammaticality benchmarks in numerous other languages. Additionally, probe scores correlate only weakly with string probabilities. These results collectively suggest that LMs acquire to some extent an implicit grammaticality distinction within their hidden layers.
While factual correctness and task-performance have been in focus of Large Language Model (LLM) research for a long time, the fundamental question of how human-like generated texts are on a linguistic level has been underexplored. From a corpus-linguistic perspective, language production is inherently context-dependent, with distinct communicative contexts giving rise to differences in frequencies and co-occurrence patterns of linguistic features. A text failing to adhere to these patterns can be content-wise correct, but still be unfavorable to human readers. In this work, we propose a context-aware evaluation framework in which human-likeness is assessed using a two-sample problem between the linguistic feature distribution of a human reference corpus for a given register and a corresponding LLM-generated corpus. We implement this framework using the Maximum Mean Discrepancy (MMD) and the 67 lexico-grammatical features introduced by Biber, which are commonly applied in corpus linguistics. In our experiments, we compare seven instruction-tuned, open-source models across five English-language datasets spanning distinct registers against a human baseline. While across all tested setups, LLMs deviate from the human baseline, which models are closest to human language depends on the register and is not dictated by model size.
Björn Nieth, Marianna Gracheva, Michaela Mahlberg +2
Department Artificial Intelligence in Biomedical Engineering (AIBE), FAU Erlangen-Nürnberg, Germany · Department of Digital Humanities and Social Studies (DHSS), FAU Erlangen-Nürnberg, Germany · University of Birmingham, United Kingdom +2