CA-HNM: Constraint-Aware Hard Negative Mining for Dense Retrieval with Structured Domain Models

Hard negative mining has become the dominant strategy for training retrievers, yet it faces intrinsic limitations: negatives are bounded by corpus availability, selected by retriever score rather than diagnostic value, and increasingly contaminated by false positives as the retriever improves. LLM-based synthesis offers a principled alternative, where negatives that are unconstrained, targeted, and free from false positive risk. But we show that naively incorporating generated negatives into contrastive learning often degrades retrieval performance. We identify and formalize the root cause as a generative-discriminative gap: LLM generation optimizes for fluent, plausible text, while contrastive learning demands strategic violations of relevance at the decision boundary. Our analysis reveals two compounding failure modes: discriminative-agnostic generation, where the LLM lacks an explicit model of query information needs and defaults to generic or topic-drifted text that provides no contrastive signal; and source-dependent shortcuts, where distributional artifacts enable the model to distinguish negatives by origin rather than relevance, causing gradient drift that actively corrupts optimization. To close this gap, we propose CausalNeg consisting of two main modules: (1) CoT-guided counterfactual perturbation for data construction: decomposes why a document satisfies a query into explicit information requirements, then surgically violates individual requirements to construct negatives with controlled, interpretable hardness. (2) Query-view entropy maximization during training: disperses generated negatives across the similarity spectrum, minimizing the mutual information between source identity and similarity scores to suppress shortcut exploitation. We make our code publicly available at https://github.com/mzhangzhicheng/CausalNeg.

Dense-caption retrieval has recently been improved by introducing segmentation, edge maps, LLM-filtered captions, and cross-modal modules into contrastive fine-tuning. However, these methods largely inherit the same InfoNCE objective, whose optimization can prematurely saturate under a strong pre-trained initialization: on dense captions, the loss falls below 10^-3 on 80% of batches within the first epoch, while its gradient becomes numerically zero in 47% of measurements. We find that this behavior is closely related to the large number of near-duplicate captions in dense-caption benchmarks, where a few highly similar negatives remain unresolved after the easy majority has already been separated. As a remedy, we introduce HN-CLIP, which uses the text encoder's own text-text geometry to construct per-negative adaptive similarity margins. Specifically, a detached caption-similarity matrix is added to the negative logits, assigning larger margins to more similar captions without mining, synthesizing, or resampling negatives. The resulting objective requires only one caption-similarity matrix and a masked logit addition during training, with no auxiliary data, additional parameters, offline preprocessing, or inference-time overhead. Extensive experiments on four dense-caption retrieval benchmarks show that HN-CLIP improves over the strongest competitors by +2.5 to +4.0 R@1 while training 2.4x faster than GOAL and 5.4x faster than StructXLIP. Moreover, the proposed objective improves all six tested fine-tuning frameworks on the in-domain benchmarks and reaches the strongest full-data baseline with only 20% of the training data.

Retrieval-augmented language models can fail to respect negative constraints when the retriever supplies evidence about concepts the user explicitly excluded. Beyond explicit negation, queries may ask for answers that include one concept while excluding another, or for entities that belong to a category but differ from a closely related instance. Because the excluded concept still appears in the query text, dense retrievers may assign high similarity to documents about that concept even when the user asks to avoid it. We introduce E-SENS, a training-free reranking method for negation-sensitive retrieval. E-SENS extracts a compact trap query for the excluded side and subtracts trap-query similarity from the original-query retrieval score. On ExcluIR, E-SENS shows a clear recall-violation trade-off across four embedding models and reduces trap retrieval at recall-preserving settings.