cs.LGOct 26, 2026

TUON: A Tensor-Aware Optimizer Utilizing Tensor-SVD and Polarization for Large Language Model Pretraining

Authors: Anda Tang, Xuanlin Yang, Junjie Wang, Zhouchen Lin

Organizations: the State Key Lab of General AI School of Intelligence Science and Technology Peking University Beijing, China · the Pazhou Laboratory (Huangpu) the State Key Lab of General AI School of Intelligence Science and Technology the Institute for Artificial Intelligence Peking University Beijing, China

Abstract

Large scale language model~(LLM) pretraining is increasingly bottlenecked by optimizer efficiency, driving optimizer design from vector-aware methods such as AdamW to matrix-aware methods. Matrix-aware optimizers such as Muon exploit matrix structure but treat layers independently, neglecting cross-layer correlations. Tensor-aware optimizers are therefore needed, yet existing ones rely on a matricization-based tensor algebra and remain restricted to shallow stacking and specific modules. In this paper, we propose TUON, a novel optimizer built on a transform-based tensor algebra derived from the Tensor-SVD (T-SVD). Unlike methods that polarize a globally unfolded matrix, TUON mixes layers via a unitary transform Q\boldsymbol{Q} and then polarizes each transformed slice, and inverts the transform to recover the update. This mix-then-separate strategy captures cross-layer correlations while preserving per-layer diversity, avoiding the structural dimension imbalance and cross-layer misalignment of unfolding. Thus it successfully scales to more layers and diverse modules beyond QKV. Theoretically, we prove that TUON performs steepest descent under a Q\boldsymbol{Q}-transformed tensor spectral norm, and identify its update as the tensor polar factor of the T-SVD. We further establish transform non-redundancy, norm and smoothness comparisons with Muon and TEON, and a convergence guarantee. Empirically, TUON improves consistently over Muon and TEON on GPT-124M/350M and Qwen-0.6B/4B, with ablations confirming the transformation mechanism, cross-layer structure beyond two-layer stacking, adaptability beyond QKV, and robustness to the polarization method.

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