Domain-Aware Hierarchical Federated Learning for UAV Swarms Across Heterogeneous Environments
Authors: Taha Mahmood, Mudassar Shakeel, Ahmed Naeem, El Mehdi Amhoud, Rizwan Ahmad, Salman Ghafoor
Organizations: School of Electrical Engineering and Computer Science, National University of Sciences and Technology, 44000, Islamabad, Pakistan. · College of Computing, University Mohammed VI Polytechnic, Benguerir 43150, Morocco
Hierarchical federated learning (HFL) enables communication-efficient training in unmanned aerial vehicle (UAV) swarms, but performance degrades under changing and heterogeneous environments. This paper proposes domain-aware HFL (DA-HFL), integrating mobility-informed clustering, cluster-level aggregation, cloud-based Fisher-weighted merging, a domain-adversarial shared backbone, environment-specific heads, and gated inference with local adaptation. A mission-weighted optimization formulation incorporates energy, latency, and cluster-head eligibility constraints. Theoretical analysis establishes resource feasibility, a conditional backbone-stationarity bound, the quadratic optimality of Fisher-weighted merging, and communication and computation complexity bounds. Simulations across four heterogeneous environments demonstrate faster convergence, improved accuracy during environmental transitions, and more stable, purer clusters than the evaluated baselines, with modest energy overhead over resource-aware HFL. Ablation studies validate the contributions of the proposed components.
Figures & tables
Fig. 1: Overall architecture of the proposed domain-aware hierarchical federated learning framework for mobile UAV swarms.
Fig. 2: (a) global test accuracy vs. communication rounds, (b) global training loss vs. communication rounds and (c) accuracy with temporal error bars.
Hierarchical Federated Learning organizes collaborative model training across clients, edge nodes, and central servers to reduce communication and handle data diversity.
Federated learning (FL) is an effective paradigm for enhancing the learning capability of edge devices while preserving data privacy. In geographically dispersed FL systems, such as sensor networks in remote areas, unmanned aerial vehicles (UAVs) can flexibly establish high-quality communication links to support parameter exchange. However, device heterogeneity and the limited battery capacity of UAVs pose significant challenges. Specifically, data heterogeneity slows convergence, while scheduling all devices for global collaboration incurs excessive communication and energy costs. To overcome these challenges, we adopt a strict separation between a globally shared backbone and permanently local personalization heads, thereby mitigating the impact of data heterogeneity. Furthermore, we propose a gradient-based scheduling strategy that jointly considers energy efficiency and learning performance. In each communication round, the backbone is updated only by the top-α devices ranked by gradient ℓ2-norm, ensuring that optimization focuses on the most informative updates. Simulation results demonstrate that the proposed scheme achieves higher learning accuracy than state-of-the-art approaches while significantly reducing UAV energy consumption.
Shiqian Guo, Jianqing Liu, Beatriz Lorenzo
Department of Computer Science, North Carolina State University, Raleigh, NC 27606 USA · University of Massachusetts, Amherst, MA 01003 USA
Conventional federated learning assumes that greater learner participation improves training performance, by leveraging abundant, independently generated local data. However, in federated reinforcement learning (FRL) for unmanned aerial vehicle (UAV) teams in hazardous environments where experience generation is severely constrained by safety considerations, energy limitations, and mission duration, this assumption may break. This work introduces Experience-Constrained Hierarchical Federated Reinforcement Learning (EC-HFRL), a framework in which clusters act as federated learning agents, while multiple intra-cluster learners represent parallel learning resources that reuse a shared experience pool. We show that increasing participation does not necessarily improve learning performance. Instead, learning performance is strongly associated with experience reuse strategy and the dominance of key analytically identified gradient transition experiences within a cluster. In particular, minibatch size primarily determines effective replay exposure, while higher intra-cluster participation increases reuse level. Empirical results demonstrate that the performance regimes are strongly associated with the structure of the learning signal, rather than federated aggregation effects, clarifying the limited and secondary role of learner participation in experience-constrained FRL.
Qinwei Huang, Rui Zuo, Simon Khan +1
EECS Syracuse University Syracuse, USA · AFRL Air Force Research Laboratory Rome, USA
Uncrewed aerial vehicle (UAV)-enabled federated learning (FL) can provide flexible, on-demand edge intelligence for large-scale IoT deployments, but operating in shared unlicensed bands makes uplink update delivery interference-coupled and unreliable. In this paper, we develop a packet-level transmission framework that captures buffer overflow, delay violations, and transmission errors, and uses the resulting packet delivery ratio (PDR) to represent partial-update reception through a packetized, Bernoulli-masked FL aggregation process. We then formulate a fairness-consensus bilevel (FCB) optimization that jointly controls (i) transmission thresholds to maximize the average PDR while reaching consensus under partial observability and (ii) transmission powers to improve the worst PDR and enforce fairness across IoT learners. To solve this problem, we propose an alternating FCB optimizer composed of a consensus-based threshold controller (CTC), which drives the IoT learners toward a PDR-efficient consensus on transmission thresholds, and a fairness-based power controller (FPC), which updates transmission powers to improve the worst PDR and ensure fairness under the resulting consensus thresholds. Numerical results on CNN-based FL tasks show that the FCB optimizer improves FL aggregation and training performance by enhancing packet-level update delivery, consistently outperforming baseline transmission policies.
Masoud Ghazikor, Zhou Ni, Morteza Hashemi
Department of Electrical Engineering and Computer Science, University of Kansas