Addition by Subtraction: Toward Mitigating Fragile Safety Alignment in Large Language Models

We identify a structural weakness in current large language model (LLM) alignment: modern refusal mechanisms are fail-open. While existing approaches encode refusal behaviors across multiple latent features, suppressing a single dominant feature$-$via prompt-based jailbreaks$-$can cause alignment to collapse, leading to unsafe generation. Motivated by this, we propose fail-closed alignment as a design principle for robust LLM safety: refusal mechanisms should remain effective even under partial failures via redundant, independent causal pathways. We present a concrete instantiation of this principle: a progressive alignment framework that iteratively identifies and ablates previously learned refusal directions, forcing the model to reconstruct safety along new, independent subspaces. Across four jailbreak attacks, we achieve the strongest overall robustness while mitigating over-refusal and preserving generation quality, with small computational overhead. Our mechanistic analyses confirm that models trained with our method encode multiple, causally independent refusal directions that prompt-based jailbreaks cannot suppress simultaneously, providing empirical support for fail-closed alignment as a principled foundation for robust LLM safety.

Safety alignment in large language models (LLMs) remains brittle against a growing spectrum of attacks. Jailbreak attacks bypass safety mechanisms through crafted prompts, while neuron-level attacks directly prune safety-critical neurons post-deployment. Both exploit a common weakness: safety-relevant information concentrates in a sparse neuron subset. We present NeuronGuard, a fine-tuning-stage defense that simultaneously hardens LLMs against both attack classes by redistributing safety signals across a broader set of neurons. NeuronGuard dynamically identifies safety-critical neurons via periodically refreshed per-layer linear classifiers, forces refusal behavior under deliberate neuron ablation, and applies KL-divergence regularization for distributional consistency. A randomized gradient projection strategy preserves downstream task utility by resolving conflicts between the defense and task objectives. We provide a formal guarantee that NeuronGuard strictly reduces the attack success rate (ASR) upper bound, and experiments across three LLMs, six state-of-the-art attack strategies, and multimodal settings confirm near-zero ASR while maintaining task accuracy, including against white-box adaptive adversaries.

Large Language Models (LLMs) have achieved remarkable capabilities but remain vulnerable to jailbreak attacks that elicit harmful or unsafe outputs. Existing safety alignment approaches, including Supervised Fine-Tuning (SFT) and Reinforcement Learning from Human Feedback (RLHF), often require substantial attack-specific supervision and computational resources, while remaining susceptible to shallow safety alignment and over-refusal. To address these challenges, we introduce SSRFT(Supervised Safe-Role Fine-Tuning), the first framework that reformulates safety alignment as the internalization of a predefined safe role. SSRFT constructs a Safe-Role Question-Answer (SRQA) dataset from psychometric questions, limited jailbreak prompts, and a safe-role description. Role-consistent responses are synthesized, validated, and expanded into diverse scenarios, enabling models to internalize safety-oriented values and principles rather than explicit refusal patterns. Experiments across multiple Base and Instruct models show that SSRFT achieves more robust and generalizable safety alignment than standard SFT. SSRFT shows substantially greater robustness to prefilling attacks and better generalization to unseen jailbreak domains, while reducing over-refusal on benign queries and preserving the model's general capabilities. These results establish safe-role internalization as an effective alternative to refusal-centric safety alignment. Warning: This paper contains examples of harmful and toxic language.