cs.CYNov 5, 2024

AI Ethics by Design: Implementing Customizable Guardrails for Responsible AI Development

Authors: Kristina Šekrst, Jeremy McHugh, Jonathan Rodriguez Cefalu

Organizations: University of Zagreb · Preamble

Abstract

This paper explores the development of an ethical guardrail framework for AI systems, emphasizing the importance of customizable guardrails that align with diverse user values and underlying ethics. We address the challenges of AI ethics by proposing a structure that integrates rules, policies, and AI assistants to ensure responsible AI behavior, while comparing the proposed framework to the existing state-of-the-art guardrails. By focusing on practical mechanisms for implementing ethical standards, we aim to enhance transparency, user autonomy, and continuous improvement in AI systems. Our approach accommodates ethical pluralism, offering a flexible and adaptable solution for the evolving landscape of AI governance. The paper concludes with strategies for resolving conflicts between ethical directives, underscoring the present and future need for robust, nuanced and context-aware AI systems.

Figures & tables

Explore similar work

Feb 16, 2026

Building the ethical AI framework of the future: from philosophy to practice

Artificial intelligence pipelines -- spanning data collection, model training, deployment, and post-deployment monitoring -- concentrate ethical risks that intensify with multimodal and agentic systems. Existing governance instruments, including the EU AI Act, the IEEE 7000 series, and the NIST AI Risk Management Framework, provide high-level guidance but often lack enforceable, end-to-end operational controls. This paper presents an ethics-by-design control architecture that embeds consequentialist, deontological, and virtue-ethical reasoning into stage-specific enforcement mechanisms across the AI lifecycle. The framework implements a triple-gate structure at each lifecycle stage: Metric gates (quantitative performance and safety thresholds), Governance gates (legal, rights, and procedural compliance), and Eco gates (carbon and water budgets and sustainability constraints). It specifies measurable trigger conditions, escalation paths, audit artefacts, and mappings to EU AI Act obligations and NIST RMF functions, enabling integration with existing MLOps and CI/CD pipelines. Illustrative examples from large language model pipelines demonstrate how gate-based controls can surface and constrain technical, social, and environmental risks prior to release and during runtime. The framework is accompanied by a preregistered evaluation protocol that defines ex ante success criteria and assessment procedures, enabling falsifiable evaluation of gate effectiveness. By translating normative commitments into enforceable and testable controls, the framework provides a practical basis for operational AI governance across organizational contexts, jurisdictions, and deployment scales.
Jan 28, 2026

Equity Bias: An Ethical Framework for AI Design

Equity Bias is a philosophical and practical framework for building more equitable AI systems. It treats AI as an interpretive agent that constructs meaning and knowledge rather than as a neutral calculator. Grounded in Gadamerian hermeneutics and epistemic injustice theory, Equity Bias views bias not as an error to eliminate but as a reflection of whose knowledge is encoded into systems. Since all knowledge is situated, neutral systems are not possible. While traditional approaches aim to reduce or remove bias, Equity Bias instead makes bias transparent and contestable. Its three-stage AI Life Cycle (Equity Archaeology, Co-Creating Meaning, and Ongoing Accountability) turns these principles into practice. Equity Bias gives developers, researchers, policymakers, and communities affected by AI a method for examining whose knowledge a system encodes and who has the power to contest it. By placing the politics of knowledge at the centre of equitable AI design, Equity Bias offers a distinct approach to AI ethics.
Nov 2, 2026

EEFA: A Framework for the Ethical Evaluation of AI Agents

The rapid deployment of autonomous AI agents across consequential domains including healthcare, legal services, nancial management, and enterprise workows has created an urgent governance challenge. While the eld of AI evaluation has produced sophisticated benchmarks for measuring agent capability, these frameworks measure exclusively what agents can do rather than how they do it. The ethical dimensions most critical to responsible agent deployment, in- cluding respect for human autonomy, harm avoidance, transparency and non-deception, privacy compliance, and accountability, are systematically absent from current evaluation practice. This paper addresses that gap through three contributions. First, a structured literature review of twelve leading AI agent benchmarks characterizes the ethical dimensions those bench- marks do and do not measure. Second, the Ethical Evaluation Framework for AI Agents (EEFA) is introduced as a comprehensive, operationalizable instrument for ethical agent evaluation, grounded in established AI ethics principles and designed for use by developers, auditors, and regulators. Third, a reproducible validation protocol is specied for applying the EEFA to deployed agent systems, with illustrative test scenarios across all ve framework dimensions. The EEFA is organized across ve primary dimensions: Autonomy Preservation, Harm Avoid- ance, Transparency and Non-Deception, Privacy Compliance, and Accountability and Traceabil- ity. The framework maps directly onto the requirements of the EU AI Act and the NIST AI Risk Management Framework, positioning it as a practical compliance assessment instrument for high-risk AI applications. Empirical application of the framework across diverse benchmarks and agent systems is identied as a priority direction for future work.