Sell Me This Stock: Unsafe Recommendation Drift in LLM Agents

Current Large Language Models (LLMs) are gradually exploited in practically valuable agentic workflows such as Deep Research, E-commerce recommendation, and job recruitment. In these applications, LLMs need to select some optimal solutions from massive candidates, which we term as LLM-as-a-Recommender paradigm. However, the reliability of using LLM agents for recommendations is underexplored. In this work, we introduce a Bias Recommendation Benchmark (BiasRecBench) to highlight the critical vulnerability of such agents to biases in high-value real-world tasks. The benchmark includes three practical domains: paper review, e-commerce, and job recruitment. We construct a Bias Synthesis Pipeline with Calibrated Quality Margins that 1) synthesizes evaluation data by controlling the quality gap between optimal and sub-optimal options to provide a calibrated testbed to elicit the vulnerability to biases; 2) injects contextual biases that are logical and suitable for option contexts. Extensive experiments on both SOTA (Gemini-{2.5,3}-pro, GPT-4o, DeepSeek-R1) and small-scale LLMs reveal that agents frequently succumb to injected biases despite having sufficient reasoning capabilities to identify the ground truth. These findings expose a significant reliability bottleneck in current agentic workflows, calling for specialized alignment strategies for LLM-as-a-Recommender. The complete code and evaluation datasets will be made publicly available shortly.

We study behavioral alignment and representation dynamics of large language model (LLM) agents in financial decision environments. TradeArena, an auditable trading-agent testbed with risk reports, execution simulation, memory, and replayable trajectories, lets us analyze how rationales, positions, and interventions evolve under market stress. Code and data artifacts are available through the TradeArena repository. We find pre-failure signatures: planning embeddings drift from normal centroids, fused plan-risk representations separate normal from pre-drawdown states, and local manifolds exhibit effective-rank contraction. Across 80 rolling failure anchors and eight LLM trajectories, this pattern persists across hash, LSA, Transformer, and white-box hidden-state probes. Stress tests with CoT-free target weights, lexical controls, OHLCV noise, and false audits show that rationale-level contraction can vanish without rationales, while intent-space and fused signatures remain informative. Structured risk feedback can act as an external alignment signal without fine-tuning, but not as a universal performance enhancer: true audit feedback improves calibration for some models, returns for others, and exposes cases where placebo or hidden feedback has higher short-horizon return but weaker alignment diagnostics. A 51-stock intraday experiment reveals a correlation blind spot: LLM rationales justify exposure to coupled assets that the risk layer clips. Finally, a financial-audit task suite shifts comparison from ``which model trades best'' to whether models can audit trajectories, respect execution boundaries, reproduce artifacts, and avoid claim overreach. These results support a research claim, not a profitability claim: auditable risk feedback and representation trajectories reveal when LLM financial reasoning is aligning, drifting, or failing.

Safety alignment in LLMs aims to align models with human values, but which values take precedence when they conflict? We investigate this question in the context of tool-calling LLM agents deployed in regulated industries, where agents processing confidential documents may encounter content that triggers safety-trained values (e.g., public welfare) that conflict with deployment-context instructions (e.g., internal logging). To empirically verify this phenomenon, we build a benchmark of 128 scenarios across 16 domains. We find that safety-aligned open-source models override their deployment instructions up to 43.4% of the time, engaging in whistleblowing, data exfiltration, and evidence tampering when processing documents that suggest organizational wrongdoing. We also find that abliteration reduces rates of external whistleblowing. These results reveal a fundamental tension in pluralistic alignment, where the same safety training that protects users can cause agents to act against deployment instructions in ways that create unpredictable liability risks. We release our benchmark as a framework to support evaluation of agent behavior under competing legitimate interests.