Explaining CLIP Zero-shot Predictions Through Concepts

Concept Bottleneck Models (CBMs) enhance the interpretability of deep learning networks by aligning the features extracted from images with natural concepts. However, existing CBMs are constrained in their ability to generalize beyond a fixed set of predefined classes and the risk of non-concept information leakage, where predictive signals outside the intended concepts are inadvertently exploited. In this paper, we propose Multimodal Concept Bottleneck Model (MM-CBM) to address these issues and extend CBMs into CLIP. MM-CBM utilizes dual Concept Bottleneck Layers (CBLs) to align both the image and text embeddings into interpretable features. This allows us to perform new vision tasks like zero-shot classification or image retrieval in an interpretable way. Compared to existing methods, MM-CBM achieves up to 51.26% accuracy improvement on average across four standard benchmarks. Our method maintains high accuracy, staying within ~5% of black-box performance while offering greater interpretability.

Vision-Language Models (VLMs), such as CLIP, have significantly advanced zero-shot image recognition. However, their performance remains limited by suboptimal prompt engineering and poor adaptability to target classes. While recent methods attempt to improve prompts through diverse class descriptions, they often rely on heuristic designs, lack versatility, and are vulnerable to outlier prompts. This paper enhances prompt by incorporating class-specific concepts. By treating concepts as latent variables, we rethink zero-shot image classification from a Bayesian perspective, casting prediction as marginalization over the concept space, where each concept is weighted by a prior and a test-image conditioned likelihood. This formulation underscores the importance of both a well-structured concept proposal distribution and the refinement of concept priors. To construct an expressive and efficient proposal distribution, we introduce a multi-stage concept synthesis pipeline driven by LLMs to generate discriminative and compositional concepts, followed by a Determinantal Point Process to enforce diversity. To mitigate the influence of outlier concepts, we propose a training-free, adaptive soft-trim likelihood, which attenuates their impact in a single forward pass. We further provide robustness guarantees and derive multi-class excess risk bounds for our framework. Extensive experiments demonstrate that our method consistently outperforms state-of-the-art approaches, validating its effectiveness in zero-shot image classification. Our code is available at https://github.com/less-and-less-bugs/CGBC.

Few-shot prompt learning is an effective strategy for adapting CLIP to downstream tasks, but class-only prompt optimization can overfit base-class supervision and weaken transfer to unseen classes. We propose Concept-Constrained Prompt Learning (CCPL), a lightweight regularization framework that anchors learnable class prompts to frozen concept-level text prototypes without updating CLIP encoders. CCPL learns a set of shared context tokens, instantiates class prompts by appending class names, and constructs frozen concept prototypes from a class-level concept bank. During training, a text-space cosine consistency objective aligns learnable class-prompt embeddings with frozen concept prototypes; concept dropout provides additional regularization against over-reliance on fixed concept lists. At inference, CCPL optionally fuses class-prompt logits with concept-prototype logits using a controllable ensemble weight alpha. Our default configuration uses text-space concept regularization lambda = 0.5, concept dropout p = 0.3 and weak concept-guided fusion (alpha = 0.1), with no KL-based prediction consistency term. Experiments under identical automatically-generated fallback splits show that CCPL improves the base-to-new harmonic mean on DTD (+0.6) and EuroSAT (+2.9) compared with CoOp, while remaining near-neutral on OxfordPets (-0.1). Ablations indicate that text-space concept regularization is consistently beneficial, while the best concept-guided inference strength is dataset- and protocol-sensitive. These results suggest concept constraints are most effective when concept prototypes align naturally with dataset semantics, and identify fine-grained categories as a current boundary condition. The code is released at: https://github.com/richael-sang/concept-constrained-prompt-learning.