math.DSApr 1, 2026

Activation Saturation and Floquet Spectrum Collapse in Neural ODEs

Authors: Nikolaos M. Matzakos

Organizations: Currently visiting the Department of Mathematics, Chair of Dynamics, Control, Machine Learning and Numerics, Friedrich-Alexander-Universität Erlangen–Nürnberg (FAU), 91058 Erlangen, Germany.

Abstract

We prove that activation saturation imposes a structural dynamical limitation on autonomous Neural ODEs h˙=fθ(h)\dot{h}=f_θ(h) with saturating activations (tanh⁡\tanh, sigmoid, etc.): if qq hidden layers of the MLP fθf_θ satisfy ∣σ′∣≤δ|σ'|\leδ on a region~UU, the input Jacobian is attenuated as \normDfθ(x)≤C(U)\norm{Df_θ(x)}\le C(U) (for activations with sup⁡x∣σ′(x)∣≤1\sup_{x}|σ'(x)|\le 1, e.g.\ tanh⁡\tanh and sigmoid, this reduces to CWδqC_Wδ^q), forcing every Floquet (Lyapunov) exponen along any TT-periodic orbit γ⊂Uγ\subset U into the interval [−C(U),  C(U)][-C(U),\;C(U)]. This is a collapse of the Floquet spectrum: as saturation deepens (δ→0δ\to 0), all exponents are driven to zero, limiting both strong contraction and chaotic sensitivity. The obstruction is structural -- it constrains the learned vector field at inference time, independent of training quality. As a secondary contribution, for activations with σ′>0σ'>0, a saturation-weighted spectral factorisation yields a refined bound C~(U)≤C(U)\widetilde{C}(U)\le C(U) whose improvement is amplified exponentially in~TT at the flow level. All results are numerically illustrated on the Stuart--Landau oscillator; the bounds provide a theoretical explanation for the empirically observed failure of tanh⁡\tanh-NODEs on the Morris--Lecar neuron model.

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