Activation Saturation and Floquet Spectrum Collapse in Neural ODEs
Organizations: Currently visiting the Department of Mathematics, Chair of Dynamics, Control, Machine Learning and Numerics, Friedrich-Alexander-Universität Erlangen–Nürnberg (FAU), 91058 Erlangen, Germany.
Abstract
We prove that activation saturation imposes a structural dynamical limitation on autonomous Neural ODEs with saturating activations (, sigmoid, etc.): if hidden layers of the MLP satisfy on a region~, the input Jacobian is attenuated as (for activations with , e.g.\ and sigmoid, this reduces to ), forcing every Floquet (Lyapunov) exponen along any -periodic orbit into the interval . This is a collapse of the Floquet spectrum: as saturation deepens (), all exponents are driven to zero, limiting both strong contraction and chaotic sensitivity. The obstruction is structural -- it constrains the learned vector field at inference time, independent of training quality. As a secondary contribution, for activations with , a saturation-weighted spectral factorisation yields a refined bound whose improvement is amplified exponentially in~ at the flow level. All results are numerically illustrated on the Stuart--Landau oscillator; the bounds provide a theoretical explanation for the empirically observed failure of -NODEs on the Morris--Lecar neuron model.
Figures & tables
Appendix figures & tables6 assets
Supplementary material from the paper’s appendix.
Appendix
| Quantity | Numerical | Exact |
|---|---|---|
| Thm. 4.4 bound |
| 1 | 0.526 | 2.223 | ||||
| 2 | 0.128 | 0.776 | ||||
| 4 | 0.005 | 0.024 | ||||
| 7 |
| Actual | Refined | Original | Ratio | ||
|---|---|---|---|---|---|
| 1.0 | 1.612 | 2.125 | 2.482 | 1.2 | 0.993 |
| 4.2 | 3.325 | 3.913 | 9.342 | 2.4 | 0.885 |
| 7.4 | 3.210 | 3.636 | 12.935 | 3.6 | 0.695 |
| 10.7 | 2.564 | 2.846 | 13.164 | 4.6 | 0.494 |
| 13.9 | 1.845 | 2.016 | 11.330 | 5.6 | 0.326 |
| 17.1 | 1.252 | 1.350 | 8.796 | 6.5 | 0.206 |